This book discusses the intricacies of stock brokerage operations and risk management, targeting individuals aiming to excel in these areas within the securities markets. It thoroughly covers vital topics such as client onboarding, the trade life cycle, compliance, and investor grievance redressal, providing a solid base in the Indian securities market's framework. This book equips associated persons of stock brokers, trading members, and clearing members with essential knowledge and skills in asset management, risk control, and operational risk.