This book is a complete guide designed for RTA professionals, providing a solid foundation in key areas such as investor servicing, corporate actions, and regulatory compliance. It analyses SEBI regulations, investor protection measures, and practical SOPs for managing tasks like share transfers and grievance resolution. The book includes step-by-step guidance on securities issuance, covering IPOs, buybacks, and rights issues, and highlights best practices for client servicing. Focusing on dematerialisation and rematerialisation processes, this book is an essential practical reference for ensuring efficient and compliant RTA operations.
