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Determinants of dairy cattle breed biodiversity in rural traditional smallholder farms

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J. Bio. Env. Sci. 2018 Journal of Biodiversity and Environmental Sciences (JBES) ISSN: 2220-6663 (Print) 2222-3045 (Online) Vol. 12, No. 1, p. 12-21, 2018 http://www.innspub.net RESEARCH PAPER

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Determinants of dairy cattle breed biodiversity in rural traditional smallholder farms: Case of Kibugu in Kenya Mutembei Henry M’Ikiugu*, Emily Kilonzi Wangari Maathai Institute for Peace and Environmental Studies, University of Nairobi, Kenya Article published on January 20, 2018 Key words: Traditional small holder dairy farms, Negative and positive externalities, Dairy cattle breed biodiversity Abstract The livestock biodiversity suffers a threat from human civilization through abandonment and/or intensification of agricultural activities. This paper documents dynamism of dairy breed biodiversity and its determinants. Data was collected by surveying 93 households and five key informants using semi-structured questionnaires, interviews and observations. The nonparametric Data Envelopment Analysis (DEA) was used to determine the dairy practice frontier on breed conservation. The average farm size was 0.5-1 acres of land and 53.3% of the respondents perceived this to be small for dairying but majority (67.8%) still practiced the enterprise despite also majority (72%) feeling it wasn’t worthy. The 10-year dynamism indicated that 19% of the respondents intensified on dairying while 13% abandoned the enterprise in favour of other livestock. In a scale of 1-6, dairying was ranked 6 as a source of income, 6 as a symbol of society status and 1 on ease of care for the enterprise. Big breeds (Friesian, Ayrshire and Guernsey) were perceived highly (6-4) as symbols of beauty and society status while small breeds (Jersey and crossbreeds) were ranked highly (6-5) on ease of care and disease tolerance. Intensification and/or abandonment of the dairy practice as influenced by societal expectations and/or challenges of farming were noted to be the main determinants of the dynamisms of the breed biodiversity in Kibugu; intensification caused a positive externality on breed biodiversity while abandonment caused the negative externality on breed biodiversity. This serves to providing evidence to inform policy decisions that support sustainable dairying in rural areas. *Corresponding

Author: Mutembei Henry M’Ikiugu  hmutembei@uonbi.ac.ke

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J. Bio. Env. Sci. 2018 Introduction

In addition, as the keeping of cows became more have

commercialized (cows becoming source of cash), the

experienced rapid growth of about 33% and its share

local breed biodiversity became more threatened;

of the agricultural GDP continues to rise (Thornton,

replaced with exotic breeds because they were

2010). The expansion is attributed to increasing

deemed valueless despite being disease tolerant

demand for livestock products and services, which, in

(Jahnke and Jahnke, 1982; Murithi, 1998; Thorpe et

turn, are driven by a burgeoning human population,

al., 2003; Muriuki, 2011).

Livestock

sector

in

developing

countries

rapid urbanization, and increasing affluence (FAO, 2017).

Thus, in Kenyan smallholder farming communities like Kibugu, there are dynamic shifts on the dairy

This expansion (“livestock revolution�) could either represent challenges in terms of production capacities and efficiency, or emerging economic opportunities for farmers (Fonderflick et al., 1982).

cattle breed biodiversity that are likely to be determined by relatively homogenous set of decisions made within households (Lambin and Meyfroidt, 2010). The focus of this research was to understand which of

This situation is likely to be experienced more so in

these decisions affected the dairy breed biodiversity

smallholder animal production, in which systems

and the dynamics of the breed biodiversity existing

animals serve various purposes: wealth creation and

within these traditional farms.

risk reduction, food security, traction power and The theoretical context of the study assumed that

nutrient inputs (Thornton, 2010).

such system land use faces two possible alternatives In the humid Central Highlands of Kenya, where

of either intensification or abandonment (Kuemmerle

Kibugu is located, land is sustainably used for mixed

et al., 2004; Kleijn et al., 2009).

crop-livestock smallholder system (Bebe et al., 2003).

Intensification of dairy farming would likely cause

The regions are well-suited for dairy farming, where a

breed

biodiversity

conservation

(positive

close integration of cows with mixed crop farming

environmental externalities), whereas abandonment

exists with each household owning between one and

would act in the opposite direction (negative environmental externalities) (Van Huelenbroeck and

five cows (McDermott et al., 2010).

Whitby, 1999; Kleijn et al., 2009).

In Kenyan highlands the tea/coffee-cow system of farming evolved from a prior system of communal land ownership that practiced extensive grazing of indigenous livestock species (Muriuki, 2011). After independence in 1964, a transition toward individual landholding for smallholder farming and

The purpose of this research was to analyze the household determinants that influence the dynamics of dairy cattle breed biodiversity in traditional smallholder dairy farms. The study was carried out in several villages of Kibugu location in Embu County, Kenya (Fig. 1).

introduction of exotic livestock breeds occurred The area lies in the foothills of Mount Kenya

(Lesschen, et al., 2004).

ascending north-west towards the mountain and A major shift in cattle breed biodiversity took place

sloping down south-eastwards. Annual precipitation

when artificial insemination (A.I.) services were

is 1,700 mm in a bimodal rainfall pattern: a long rain

introduced to upgrade local cattle breeds (Lesschen et

season between March and June and a shorter

al., 2004; Muriuki, 2011).

around November and December.

13 | M’Ikiugu and Kilonzi


J. Bio. Env. Sci. 2018 Temperatures range from a minimum 15°C in July to

There is however localised climate in some parts of

a maximum of 30°C in September, averaging at 21°C.

the Southern region due to their proximity to the mega dams.

Fig. 1. Transects line sections of Kibugu location along which the study was conducted (sourced and adopted from Google maps, 2016). Data Envelopment Analysis

The framework of the research tried to present the

(DEA) method was used to evaluate environmental

possible

impacts of human activities on the breed biodiversity

farms/households types of the chosen region (Fare

(Reinhard et al., 2000; De Koeijer et al., 2002; Sipiläinen et al., 2008). In brief DEA method compares various organizational units (farms) with multi-inputs and -output production options as it is the case in the study area.

theories

of

statistical

variety

of

the

and Grosskopf, 2004). Ninety three (93) households were surveyed and five (5) key informant interviews were conducted. The main prerequisite for choosing households for the

Determinants homogenous

are set

considered of

as

decisions

relatively

within

units

(Boussonfiane et al., 1991). DEA constructs the determinant

frontier

(the

most

preferred

combinations of decisions of the unit and takes into account the impacts of the decisions on farming

survey was ownership of a dairy farm. Factors considered included the type of farming practice, different dairy breeds kept and challenges of keeping the preferred breeds, breed biodiversity shifts in 10year

period,

and

factors

that

influenced

the

practice (De Koeijer et al., 2002).

biodiversity dynamics.

Household surveys were conducted in Kibugu

The questionnaire included various topics: size of

location so as to analyse the prevailing dairying

land owned at present and 10 years ago, the preferred

management decisions that affected the production itself, and the influence on the breed biodiversity (Solovyeva et al., 2011).

cattle breed and the process of breeding, and breed biodiversity dynamics within the farming system.

14 | M’Ikiugu and Kilonzi


J. Bio. Env. Sci. 2018 In the survey open and closed questions as well as

weighed: percentage of the breeds kept, breeds

qualitative and quantitative questions were used

preserved and presence of rare indigenous breeds

(Jahnke and Jahnke, 1982; Fare and Grosskopf, 2004).

(Kuosmanen and Kortelainen, 2004 and 2005). The indicators were weighed on a scale of 1-6 according to

The sustainable land use component, which is

their importance on dairy breed biodiversity. Chi-

incorporated into the research model as an output,

square statistical analysis was used to test for

represents the Cattle breed biodiversity. The influence

significance (n=93, P≤0.05).

of agricultural activity and in particular of farming (intensification/abandonment) (Kuemmerle et al.,

Results and discussion

2008), on this biodiversity became the focus of the

The summarized results are presented in Tables (1-4)

research. In the considered theoretical context,

and Figures (3-4).

depending on what biodiversity parameters are chosen, the results are quite different (MacDonald et

From the data presented in tables and figures, the

al., 2000; Tasser and Tappeiner 2002; Dullinger et

average farm size (Fig. 3) was 0.5-1 acres of land and

al., 2003,). Therefore, for this study the authors

53.3% of the respondents perceived their farm sizes to

suggest an aggregated breed biodiversity index that

be small for dairying but majority (67.8%) still

combines the quantitative and qualitative evaluation

practiced dairying despite also majority (72%) feeling

that includes the following parameters differently

the practice is not worthy (Table 1).

Table 1. Respondents perceptions, attitudes and practices on agricultural activities that promote dairy breed biodiversity conservation (n=93). Parameter

Yes (Positive) (%)

No (Negative) (%)

Have enough land to practice dairying

53.3.4±2.11a

46.7±2.17 b

Keep dairy cattle for status in society

67.8±1.89 a

32.2.8±1.90 b

Dairy practice is worthy for family

28.0±2.05 a

72.0±2.11 b

a, b

Different letters in the same row differ statistically by Chi-square, P<0.01; differences in practices were noted

for different purposes of biodiversity conservation. Fifty three percent (53.3%) of the respondents perceived their farm sizes to be small for dairying but majority (67.8%) still practiced dairying despite also majority (72%) feeling the practice is not worthy for the family. In addition, as shown in Table 2 and Figure 3, the 10-

13% abandoned the enterprise in favour of other

year dynamism of dairy farming indicated that 19% of

livestock. Table 3 shows the various breed kept in

the respondents intensified on dairying activity while

Kibugu and the reason why farmers kept them.

Table 2. Respondents practices that affected dairy breed biodiversity conservation in a 10-year period (n=93). Parameter

Yes (Positive) (%)

No (Negative) (%)

Continued to practice dairying to meet society expectation

92.5±0.78a

7.5±0.97 b

Intensified dairying

19.3±2.42 a

80.7±1.83 b

Abandoned dairying because it was a burden

12.9±1.07 a

87.1±1,65 b

a, bDifferent

letters in the same row differ statistically by Chi-square, P<0.01; differences in practices were noted

for different purposes of biodiversity conservation. The dynamism of dairy farming indicate that within 10-year period, 19% of the respondents would intensify on dairying activity while 13% would abandon the enterprise altogether.

15 | M’Ikiugu and Kilonzi


J. Bio. Env. Sci. 2018 In a scale of 1-6 (Table 4), dairying was rated 6 in

big breeds were perceived highly (6-4) in terms of

terms being a source of income, 6 in terms of being a

beauty and symbols of society status while small

symbol of society status and 1 in terms of ease of care

breeds (Jersey and crossbreeds) were ranked highly

for the enterprise. On the cattle breed biodiversity,

(6-5) in terms of ease of care and disease tolerance.

Table 3. Respondents keeping various breeds of dairy biodiversity conservation reason for the practice (n=93). Breed

Respondents rearing them (%)

Reason for rearing them

Friesian

49.4±0.89a

Jersey

17.2±2.71 b

Eats the least and cheap to maintain

Ayrshire

15.0±1.07 b

Eats less than Friesian and also seen as beautiful

Guernsey

5.4±1.23 c

Crossbreeds a, b, c

Being beautiful and for recognition in society

Eats a lot and not beautiful like Friesian

12.9±0.86 b

Eats less than Friesian and disease tolerant

Different letters in the same column differ statistically by Chi-square, P<0.01; different breeds were kept for

different purposes. Most respondents kept Friesian breeds (49%), followed by Jerseys (17%), Ayrshire (15%), cross breeds (13%) while the least kept breed was the Guernsey (1%). These results show that there were differences in

Similar results have been reported in other rural

distribution of the breed within households of Kibugu

villages in Kenya where dairying practice was

based on the respondent’s perceptions, attitudes and

characterized by different drivers and conditions

practices.

(Jahnke and Jahnke, 1982; Cooper et al., 2002).

Table 4. Respondents rating on the dairy practice and for various breeds of dairy biodiversity conservation and reason for the rating (n=93); Scale of 1-6: where 6 denote highly ranked. Parameter (Practice itself/Breed reared) Dairy practice Dairy practice Friesian Friesian Jersey Jersey Ayrshire Ayrshire Guernsey Guernsey Crossbreeds crossbreeds

Rank (1-6) 6 1 6 1 3 6 4 2 4 2 2 5

Attribute ranked (Respondents perception on practice itself/breed) Source of household income and society status Ease of care for the enterprise Beautiful cows and symbol of society status Ease of care for the cow Beautiful cows and symbol of society status Ease of care for the cow Beautiful cows and symbol of society status Ease of care for the cow Beautiful cows and symbol of society status Ease of care for the cow Beautiful cows and symbol of society status Ease of care for the cow

In a scale of 1-6, the dairying was rated 6 as a source of income for the household, 6 as symbol of society status and 1 on ease of care for the enterprise. Big breeds (Friesian, Ayrshire and Guernsey) were ranked highly (6-4) as symbols of beauty and society status and low (1-2) on ease of care while small breeds (Jersey and crossbreeds) were ranked highly (6-5) on terms of ease of care and disease tolerance but low (3-2) on beauty. The results also indicate that in Kibugu smallholder

However, labour burdens and inefficiencies of such

farms, like in other rural villages in Kenya, society

unsustainable practices caused in time environmental

status of the household head appears to be the most

externalities like abandonment of the enterprise as it

critical production factor that drives land use practice

was observed in Kibugu, It was apparent that the

like dairying (Jahnke and Jahnke, 1982).

dependency burden rearing the big breeds had a

16 | M’Ikiugu and Kilonzi


J. Bio. Env. Sci. 2018 negative impact on breed biodiversity conservation,

that determined the observed type of dairying

especially as observed in Kibugu that labour factor

practice in Kibugu and not necessarily based on

was quite equivocal as also observed previously

efficiency. The breeds kept in the farm were not

(Mutembei et al., 2015).

necessarily the most efficient in terms of their ease of care. Such scenarios have been reported before as

Based on the theoretical context of the DEA method

determinants

(Cooper et al., 2002), there was household decisions

(Kuosmanen and Kortelainen, 2004).

of

biodiversity

in

rural

areas

Fig. 2. Conceptual frameworks of the research in Kibugu location on dairy cattle breed biodiversity (developed by Mutembei, 2017).

Fig. 3. Pie chart of the percentage land sizes used for dairy farming in Kibugu location. As rightly noted in Kibugu, abandonment of farming

land use impacted not only the producer but also the

enterprises resulting from challenges of farming have

produced breed causing the observed dynamisms of

been

environmental

breed biodiversity; a mix of negative and positive

externalities that impact negatively on biodiversity

effects. Similar observations have been reported by

conservation (Reinhard et al., 2000). In Kibugu

other authors (Van Huylenbroeck and Whitby, 1999;

human activities driven by household decisions on

Schader, 2009).

demonstrated

as

negative

17 | Mâ&#x20AC;&#x2122;Ikiugu and Kilonzi


J. Bio. Env. Sci. 2018

Fig. 4. Histogram showing the dynamism of a 10-year shift in livestock practice for land use in Kibugu. The data indicate that dairying in Kibugu is very

This explains why the dynamisms of the dairy

dynamic. This may be explained in that sustainable

practice itself and the breed biodiversity changed a lot

dairying is managed using tradition practices whose

in a period of 10 years. Abandonment probably

interest is likely also to be influenced by both society

caused loss of unique local breed biodiversity, loss of

and household needs. The two needs would basically

service providers for the remaining breed biodiversity

push household willingness to incur extra costs of

resulting disappearance of certain dairy breeds and

maintaining the practice while at the same time the

total loss of the affected biodiversity. Similar trends

unsustainable

for

have been noted previously (Solovyeva et al., 2011).

abandonment of the practice. As reported previously,

burden

of

costs

pushing

On the other hand increased intensification of

dairying in Kibugu would therefore face two possible

dairying might have caused the opposite effects

alternatives of either intensification or abandonment.

leading to conserved biodiversity within farms. Conservation, as also documented by Solovyeva et al.

As explained previously by other authors (Kleijn et

(2011) would guarantee stability of the biodiversity by

al., 2009; Van Huelenbroeck and Whitby, 1999),

attracting a strategy for proper breeding services.

intensification as noted for some respondents led to breed

biodiversity

conservation

(positive

Conclusion

environmental externality) while abandonment, as

The data shows that the main household decisions for

also noted for others would act in the opposite

dairy farming in Kibugu were inherently connected to

direction

externality).

society-specific status expectation. Therefore, dairy

Similar observation has been documented (Kleijn et

(negative

environmental

breed biodiversity conservation dynamisms were

al., 2009; Van Huelenbroeck and Whitby, 1999).

influenced by local characteristics.

However, in this case study, the thresholds of the

This shows that dairy farm management efficiency

research conceptual framework (Fig. 2), must be put

was conditioned to household decisions and not the

into consideration when

entire

natural adaptive characteristics of the breed itself.

scenario in Kibugu. Abandonment of the livestock

This finding threatened sustainability of dairying

keeping due to inability of the farmers to adapt the

Kibugu because the practice failed to consider farm

land management to social and economic pressures

management in relation to efficiency of breeds kept;

could, as also documented by MacDonald et al.

farmers succumbed to societal expectations at the

(2000), cause changes in breed landscape mosaic.

expense of keeping the most efficient breeds.

explaining the

18 | Mâ&#x20AC;&#x2122;Ikiugu and Kilonzi


J. Bio. Env. Sci. 2018 Recommendation

Fonderflick J, Lepart J, Caplat P, Debussche

The results of this research can contribute to

M, Marty P. 2010. Managing agricultural change for

sustainable dairy practice by providing evidence to

biodiversity. Biological Conservation 143, 737–746.

inform policy decisions for design of suitable dairy support measures in respect to dairy farm economics

Jahnke

and performance, and also for education of farmers

production systems and livestock development in

that need such support.

tropical Africa 35.

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