THE POLITICAL THOUGHT OF DAVID HUME
THE ORIGINS OF LIBERALISM AND THE MODERN POLITICAL IMAGINATION
University of Notre Dame Press Notre Dame, Indiana
AARON ALEXANDER ZUBIA
University of Notre Dame Press Notre Dame, Indiana 46556 undpress.nd.edu
All Rights Reserved
Copyright © 2024 by University of Notre Dame
Published in the United States of America
Library of Congress Control Number: 2023946563
ISBN: 978-0-268-20780-9 (Hardback)
ISBN: 978-0-268-20782-3 (WebPDF)
ISBN: 978-0-268-20779-3 (Epub)
This e-Book was converted from the original source file by a third-party vendor. Readers who notice any formatting, textual, or readability issues are encouraged to contact the publisher at undpress@nd.edu
To Corrie Beth, Marcus, and James Sanford
Among the ancient moralists, the Epicureans were the only sect who denied that there is any such thing as honestum, or moral worth, distinct from pleasure.
In this Mr HUME’s system agrees with theirs.
—Thomas Reid, Essays on the Active Powers of Man
By honestum, then, I mean that which can justly be esteemed on its own account, independently of any utility, and of any reward or profit that may accrue.
—Cicero, De officiis
CONTENTS
Acknowledgments ix
Abbreviations xiii
Introduction 1
PART ONE. Despiritualizing the World
ONE. Hume’s Critique of Religion 17
TWO. The Epicurean Critique of Religion and the New Political Science 64
PART TWO. Liberalism’s Founding Myth
THREE. Hume, Epicureanism, and the Contractarian Vision 107
FOUR. Philosophic Foundations for a Liberal Way of Life 138
PART THREE. The Modern Political Imagination
FIVE. Conservatizing Liberalism 183
SIX. Hume, Political Liberalism, and the Reign of “Public Reason” 229
Conclusion 265 Notes 269 Bibliography 327
Index 351
ACKNOWLEDGMENTS
My thanks go to Steve Wrinn, director of the University of Notre Dame Press, and his team, including Rachel Kindler. Steve believed in this project at an early stage, and I thank him for securing excellent readers, who provided detailed comments that improved this book tremendously.
Ben and Jenna Storey hired me at the Tocqueville Program at Furman University, and this book’s completion is due in many ways to their support. As a postdoctoral fellow in the Tocqueville Program, I had the opportunity to write and revise the book. And I learned under their tutelage how to navigate the world of academic publishing. It was a privilege to see them at work, managing academic programming, lecturing in the classroom, and speaking on the lecture circuit. They trusted me with the program they created here in 2008. As a result, I have grown as a scholar and a teacher. And I thank them for that.
Robby George, Brad Wilson, Matt Franck, and the staff of the James Madison Program (JMP) in American Ideals and Institutions at Princeton University provided me with an ideal environment in which to begin writing this book manuscript. I thank them and the 2019–20 JMP fellows for their friendship, encouragement, and the many great conversations we enjoyed that year.
The argument presented in this book has its origins in the dissertation I wrote at Columbia University under the direction of Nadia Urbinati. She provided me not only with insight but also with an example of academic courage, of following an argument wherever it might lead. I thank her for that and for pointing me toward the JMP, where she knew I would gain invaluable aid on my intellectual journey. Turku Isiksel introduced me to—and patiently guided me through—eighteenth-century debates on
x Acknowledgments
commerce and civic virtue. My scholarship improved because of my conversations with Turku, who possesses encyclopedic knowledge of early modern and modern political thought. She connected me with Carl Wenner lind and Pierre Force, two friends to whom I reliably turned for guidance. My conversations with each of them on the history of political economy helped me to sharpen my arguments. I also benefited from conversations with Mark Lilla, whose criticisms improved my writing.
I would like to thank the following Hume scholars and friends for their generosity, including, but not limited to, providing feedback on my written work: Don Garrett, Thomas Merrill, Andrew Sabl, and Marc Hanvelt. I would like to thank Erik Matson for inviting me to the David Hume Conference on Economic Rationality and Policy at NYU in 2019. We spoke about Hume’s philosophy in detail not only there but also at The King’s College in New York City, where Paul Mueller brought us together for a reading group on Hume’s Enquiries. I appreciate Paul’s invitation to present my research on Hobbes’s and Mandeville’s contributions to the development of liberal political theory to students and faculty at The King’s College. I also appreciate Dan Klein’s invitation to speak on the topic of Hume and political realism at the Invisible Hand Seminar at George Mason University. And I thank Nathaniel Peters for asking me to speak to the Morningside Institute in New York on the topic of Hume and the politics of humanity, which is available as a podcast. These invitations allowed me to work out new ideas with new audiences.
I have also presented the ideas in this book at a variety of academic conferences, including, most recently, the Central Division of the American Philosophical Association, to which I was invited by Mark Collier. I thank Danielle Charette and Ian Cruise, fellow presenters on the Hume Society panel, for an enjoyable evening discussing Hume’s moral and political thought. I met Constantine Vassiliou at the Southern Political Science Association meeting in San Juan, Puerto Rico, where we had enlightening discussions on Montesquieu, Mandeville, and Hume. Michelle Schwarze provided exceptional comments as a discussant at the Association for Political Theory conference in Irvine, California. And Aaron Szymkowiak pointed me toward paths of investigation I had not considered before, as we discussed my paper at the Northeastern Political Science Association conference in Philadelphia, in the very early days of my project. I thank Colin Gagné for his help editing my manuscript.
Acknowledgments
Most of chapter 3 consists of material published as “Hume, Epicureanism, and Contractarianism,” Hume Studies 46, no. 1-2 (2020): 121–44. A significant portion of chapter 4 first appeared as “The Centrality of Convention in Hume’s Moral and Political Philosophy,” Interpretation: A Journal of Political Philosophy 47, no. 1 (2022): 21–42. I thank both journals for their permission to reprint this material. I also reference in this book Zubia, “Hume’s Transformation of Academic Skepticism,” Hume Studies 47, no. 2 (2022): 171–201. The contents of that chapter do not appear in this book, but I would like to thank the Hume Studies editors, Elizabeth Radcliffe and Mark Spencer, the members of the editorial board who served on the first annual Hume Studies essay prize committee, and the anonymous readers of that article, all of whom helped me refine that piece and—in the process—refine my understanding of the ancient and modern elements of Hume’s philosophy.
Above all, I would like to express my deep appreciation and abiding love for my family. My father has long admired the eloquence of eighteenth-century philosophers, and none of them was more eloquent than Hume. My father held these figures up as models to be emulated. But as much as I have learned from the erudition and elegance of Hume’s Essays, that pales in comparison to what I have learned from my father. My mother and father both inspired and supported my love of learning. Without their unconditional love and unwavering support, this book would never have been written. Dad, I do not yet write as elegantly as Hume. Perhaps one day.
This book is dedicated to my beautiful wife, Corrie Beth, and my two boys, Marcus and James Sanford. Nothing brightens my day like spending time with you: reading books, going on hikes, playing games, eating meals, annoying mommy. Hume reported nature’s injunction as follows: “Be a philosopher; but, amidst all your philosophy, be still a man.” That comment could very well have been made by my wife, who ensures that amid all my study, I retain my humanity. I do so in large part by means of her companionship, which I cherish. I could not have imagined a better conversation partner or a better editor, who has the annoying practice of always cutting my favorite sentences. Thank you for selfless devotion to our family, for your advice, and for always listening, even when I used to talk incessantly about Hume while you were exhausted after having spent all day teaching schoolchildren. I love you.
ABBREVIATIONS
I have used the following abbreviations for frequently cited primary texts. Each of Hume’s essays to which I have referred has been drawn from the modern volume edited by Eugene F. Miller, Essays, Moral, Political, and Literary, and abbreviated as shown below. I have included the date of the essay’s first appearance alongside the abbreviation. I have modified only excerpts from Hume’s letters. I have done so by regularizing capitalization to enhance readability.
WORKS OF DAVID HUME
DNR Dialogues Concerning Natural Religion. In Principal Writings on Religion, edited by J. C. A. Gaskin. New York: Oxford University Press, 1998. Citations are by part, paragraph number, and page number.
E Essays, Moral, Political, and Literary. Edited by Eugene F. Miller. Indianapolis: Liberty Classics, 1987. Citations are by essay and page number. Individual essays, listed alphabetically, are referred to as follows:
E-Av “Of Avarice” (1741)
E-BG “Whether the British Government Inclines More to Absolute Monarchy, or to a Republic” (1741)
E-CL “Of Civil Liberty” (1741)
E-Co “Of Commerce” (1752)
xiii
Abbreviations
E-CP “Of the Coalition of Parties” (1758)
E-El “Of Eloquence” (1742)
E-Ep “The Epicurean” (1742)
E-EW “Of Essay-Writing” (1742)
E-FP “Of the First Principles of Government” (1741)
E-In “Of Interest” (1752)
E-IP “Of the Independency of Parliament” (1741)
E-IS “Of the Immortality of the Soul” (1777)
E-MOL “My Own Life” (1777)
E-MSL “Of the Middle Station of Life” (1742)
E-NC “Of National Characters” (1748)
E-OC “Of the Original Contract” (1748)
E-OG “Of the Origin of Government” (1777)
E-PA “Of the Populousness of Ancient Nations” (1752)
E-PG “Of Parties in General” (1741)
E-PGB “Of the Parties of Great Britain” (1741)
E-PO “Of Passive Obedience” (1748)
E-PR “That Politics May Be Reduced to a Science” (1741)
E-RA “Of Refinement in the Arts” (1752)
E-RP “Of the Rise and Progress of the Arts and Sciences” (1742)
E-Sc “The Sceptic” (1742)
E-SE “Of Superstition and Enthusiasm” (1741)
E-ST “Of the Standard of Taste” (1757)
E-Su “Of Suicide” (1777)
Abbreviations xv
EHU An Enquiry Concerning Human Understanding. Edited by Tom Beauchamp. Oxford: Oxford University Press, 2000. Citations are by section and paragraph number.
EPM An Enquiry Concerning the Principles of Morals. Edited by Tom L. Beauchamp. Oxford: Oxford University Press, 1998. Citations are by section and paragraph number.
HIST The History of England from the Invasion of Julius Caesar to the Revolution in 1688. 6 vols. Indianapolis: Liberty Fund, 1983. Citations are by volume and page number.
L The Letters of David Hume. 2 vols. Edited by J. Y. T. Greig. Oxford: Oxford University Press, 2011. Citations are by volume and page number.
LG A Letter from a Gentleman to His Friend in Edinburgh. Edinburgh, 1745.
NHR “Natural History of Religion.” In Principal Writings on Religion, edited by J. C. A. Gaskin. Oxford: Oxford University Press, 1998. Citations are by section, paragraph, and page number.
NL New Letters of David Hume. Edited by Raymond Klibansky and Ernest C. Mossner. Oxford: Oxford University Press, 2011.
T A Treatise of Human Nature. Edited by David Fate Norton and Mary J. Norton. Oxford: Oxford University Press, 2000. Citations are by book, part, section, and paragraph number.
PART ONE
Despiritualizing the World
Introduction
David Hume (1711–76) was the leading man of letters in the late eighteenth century. And he remains influential. In a 2009 survey, academic philosophers selected Hume as the nonliving philosopher with whom they most identified. In his day, however, Hume was reputed less as a philosopher—that is, as the writer of A Treatise of Human Nature (1739–40), for which he is best known today—than as an historian and a best-selling essayist.
In his time, Hume was famous not only for his wit but also for his rotundity. He was a gourmand. When describing his “elegant supper” at “Mr. Hume’s,” at which he enjoyed “three sorts of ice-creams,” James Boswell (1740–95), in a letter to his friend, asked, “What think you of the northern Epicurus’s style?” Hume, aware of his reputation, allegedly informed a friend at whose house he was going to dine, “Ye ken I’m no epicure, only a glutton.”1 Edward Gibbon (1737–94), the renowned English historian, begged to differ, referring to Hume as “that fattest of Epicurus’s hogs.”2
Although Hume, at the conclusion of his writing career, devoted himself to cooking and hosting dinner parties in Edinburgh, he had not earned his reputation as an epicure solely on account of his refined palate and enjoyment of claret. It was not only at his dining room table that Hume could be classified as a hog in Epicurus’s pen, but also in his study.
John Brown (1715–66), for example, accused Hume of writing “with a pen truly Epicurean.”3
We moderns tend to pride ourselves on being independent thinkers and inhabiting a world different from that of the ancients. We tend to view ancient philosophy as interesting but irrelevant. It might seem a matter of little importance that Hume’s contemporaries tagged him with the Epicurean label. Even today, a person might be described as “stoical” for his discipline, or “epicurean” for his sensuality. But it is possible that Hume was called an “Epicurean” by his critics, not simply because he was corpulent, or a gastronome, but because he possessed an Epicurean mindset that shaped his moral and political writings.
This book explores the possibility that Hume’s Epicurean mindset colored the modern political imagination. If it did, as this book suggests, then the way we think and talk about political society in the Anglophone world derives from an outlook on life that is far more ancient than we realize. If this is true, then it would be interesting, instructive, and useful to revisit the ancient doctrine from which our contemporary political self-understanding is at least in part derived and to contemplate ways in which we might tap into alternative classical sources to expand our political imaginations.
HUME’S PHILOSOPHY: ANCIENT OR MODERN?
It is difficult to define Hume solely as an “Epicurean,” because he was an eclectic writer. In one sense, Hume, as a philosopher, was unequivocally and unrepentantly modern.4 After all, he lambasted ancient philosophers for their lack of intellectual independence, their “blind submission . . . to the several masters in each school” (E-RP 123). Hume subscribed, moreover, to a Newtonian method, acting cautiously, as had Sir Isaac Newton (1643–1727), “in admitting no principles but such as were founded on experiment” (HIST 6:542).5
In the subtitle of the Treatise, Hume presented his inquiry as an “attempt to introduce the experimental method of reasoning into moral subjects.” This was a Newtonian project, which sought to “contribute a little to the advancement of knowledge” by locating general principles of human nature, on which to “expect assurance and conviction” and to serve as a foundation for the rest of the sciences (T 1.4.7.14). He referred to his “sci-
ence of man” as an extension of the work of other modern philosophers, including “Mr. Locke, my Lord Shaftesbury, Dr. Mandeville, Mr. Hutcheson, [and] Dr. Butler,” who aimed to develop an anatomy of human nature founded “entirely upon experience” (T Abs.2).
Even Hume, though, incorporated the language of the ancients into his philosophy. When Hume was a candidate for a professorship in moral philosophy at Edinburgh, one of his critics, William Wishart (1691–1753), the principal of Edinburgh University (1716–28), accused Hume of forwarding principles in the Treatise that made him unfit to guide students in their moral and spiritual formation.6 According to Wishart, Hume advanced “errors concerning the very being and existence of a God,” while “denying the immateriality of the soul” and “sapping the foundations of morality.”7 Hume wrote a reply, published as A Letter from a Gentleman to His Friend in Edinburgh (1745), in which he defended himself against the charge of skepticism and irreligion. In this letter, he associated himself with the Academic skeptics, Socrates (469–399 BC) and Cicero (106–43 BC), who were frequently cited as authorities by Scottish philosophers.8 Hume stated, “Were Authorities proper to be employed in any Philosophical Reasoning, I could cite you that of Socrates the wisest and most religious of the Greek philosophers, as well as Cicero among the Romans, who both of them carried their Philosophical Doubts to the highest Degree of Scepticism” (LG 21).
The brand of skepticism forwarded by Socrates and Cicero in the ancient world did not appear to threaten religion. After all, Cicero defended Socrates’s argument for the immateriality of the soul.9 He articulated a version of the design argument for God’s existence.10 And he grounded morals in the natural law.11 It would seem safe, then, for Hume, who operated in a highly religious context, to describe his system of thought as a version of this “mitigated scepticism or academical philosophy” (EHU 12.24).12 Hume was familiar with Cicero’s Academica, in which Cicero stated, “I am burning with the desire to discover the truth.”13 Hume portrayed this zeal, or “love of truth,” as the guiding passion of the Academic philosophy (EHU 5.1). And this led Hume to prize intellectual integrity, to follow no master—only the evidence—and to hold all views with a “degree of doubt, and caution, and modesty.” By adhering to these skeptical principles, Hume thought it possible to avoid the kind of credulity that often leads individuals headlong into falsehood.
But there were two kinds of ancient skepticism: Academic and Pyrrhonian. Whereas the Academic skeptics held opinions, adhering to probable truths, the Pyrrhonian skeptics were more radical, suspending judgment on all matters.14 Hume dismissed this excessive brand of skepticism, which he portrayed as “entirely subversive of all speculation, and even action” (EHU 1.14). Because “mankind . . . must act and reason and believe” (EHU 12.23), he argued that the suspension of belief can only serve to launch people “into a momentary amazement and confusion” (DNR 1.6, 34).
But Hume did adhere to one element of Pyrrhonian skepticism, namely, that which called for the limitation of all inquiries to common life.15 In other words, he made theoretical and practical judgments according to the appearances of everyday life, observing “what is commonly done” (T 1.4.7.7). Hume regarded this common-life limit as “the natural result of Pyrrhonian doubts and scruples” (EHU 12.25).16 This element of radical skepticism in Hume’s philosophy served as a tool by which to preclude any venture into the supernatural, which Hume considered “beyond the reach of human capacity” (EHU 8.1). There is no question that Hume wanted to free philosophy from its traditional role as theology’s handmaiden. The common-life aspect of Hume’s skepticism protected against any potential reversion to Platonic Ideas, substance metaphysics, or natural theology, all forms of “abstruse philosophy” that Hume portrayed “as a shelter to superstition” (EHU 1.17).17
Hume’s skepticism therefore combined the intellectual integrity and moderation defended by the Academics and the limitations to inquiry defended by the Pyrrhonians. But Hume was also a thoroughgoing empiricist. This is where he seems to depart from the ancients. Cicero, for example, practiced the Socratic art of dialectic, attempting “to discover the truth by the method of arguing both for and against all the schools.”18 Rather than relying on for-and-against argumentation, Hume supposed that the cautious employment of the experimental method in common life was the best way “to establish . . . a science . . . much superior in utility to any other of human comprehension” (T Intro.10). In this way, Hume integrated skepticism and empiricism. And he did so to free philosophy from enslavement to theology and superstition. This attempt to despiritualize the world seems entirely modern, but it, too, has an ancient precedent.
Epicurus (341–270 BC), who despised Socratic dialectic, engaged in a strictly empirical method for a precise purpose, namely, to free individuals
from fear of the gods.19 Epicurus wrote that “all reasoning depends on the sense-perceptions” and “all ideas are formed from sense-perceptions.”20 Although Hume was not a dogmatist who thought all impressions were true, he nevertheless trusted the senses, describing them as “the clearest and most convincing of all Evidences” (LG 22). Unconcerned with finding the essences or substantial forms of things, which he thought was impossible, Hume aimed to locate the regularities of phenomena through experience and observation. This is consistent with Newtonianism, but it is also consistent with the skeptical neo-Epicureanism of Pierre Gassendi (1592–1655), who revived Epicurean thought in the seventeenth century.21
The resurgence of Epicurean philosophy in the seventeenth and eighteenth centuries, perhaps surprisingly, contributed to the development of liberal political doctrine. Lisa Sarasohn, with good reason, has presented Gassendi as “a precursor of political liberalism.”22 And Catherine Wilson, commenting on the widespread modern embrace of Epicurean perspectives on morals, politics, and even scientific investigation, has declared, “We are all, in a sense, Epicureans now.”23 And one way that Epicurean doctrine has oriented the modern political imagination is by means of social contract theory.
THE EPICUREAN ORIGINS OF SOCIAL CONTRACT THEORY
Liberal political theory continues to derive inspiration from the idea of the social contract, which John Rawls (1921–2002) deployed in his epochal books, A Theory of Justice (1971) and Political Liberalism (1993). Interestingly, Alasdair MacIntyre ascertained that “the ghost of Hume” walked through Rawls’s A Theory of Justice. 24 MacIntyre spotted Hume’s specter in that text, because few philosophers played a greater role in popularizing what Rawls called the “familiar” way of thinking about justice and society than Hume did. Rawls suggested that this familiar, liberal way of thinking about justice and society was embedded in the background culture of Western liberal democracies. And he acknowledged that this approach to justice and society possessed a discernible philosophical heritage. In his early essay “Justice as Fairness” (1958), Rawls argued that the approach to justice and society characteristic of the social contract tradition can be found in Glaucon’s remarks in book 2 of Plato’s Republic, in
Epicurus’s Principal Doctrines, in Hobbes’s Leviathan, in Pufendorf’s De iure naturae et gentium, and in Hume’s A Treatise of Human Nature. 25
At first glance, this list hardly seems coherent. For one, it is unclear how Hobbes’s approach to morals and politics is connected to the writings of Plato (427–347 BC) or to Epicurus, since Hobbes’s philosophy is renowned for its striking departure from the philosophy of the ancients.26 Samuel Pufendorf (1632–94), meanwhile, was a Protestant natural law theorist who railed against Hobbes. Hume, moreover, distanced himself from both Hobbes’s dogmatism and Pufendorf’s natural law theory. And more important, Hume earned a reputation as one of the greatest critics of the social contract. How, then, did a critic of the social contract make his way onto Rawls’s list of contractarians?
The answer, it seems, is this: the thinkers on Rawls’s list are connected by their reputed affiliation with Epicurean social thought.27 In his Principal Doctrines, Epicurus taught that justice is a human creation, the result of a utility-calculation performed by individuals desiring to move from a state of conflict to a state of peace.28 And this creation of justice through a pact, or agreement, garnering universal consent, is what carries individuals from a wretched primitive condition to peaceful coexistence. It constitutes a sort of political salvation.
This social contract narrative tells us what justice is, how and why it came into existence. It informs us what society is, how it came to be, and why. To the extent that the social contract narrative breathes life into contemporary liberal theory, it shapes our political self-understanding, our modes of discourse and social cooperation. It orients what we say, what we pursue, and what we prohibit in political life.
Insofar as the contract narrative constitutes an origin story, it serves a mythical function. MacIntyre observes that “there is no way to give us an understanding of any society, including our own, except through the stock of stories which constitute its initial dramatic resources. Mythology, in its original sense, is at the heart of things.”29 Similarly, Gerald Bruns argues that “only stories can show what it is to be a human being, have a character and pursue the good of that character. Narrative, one might say, is foundational for moral philosophy.”30 Arguably, story, in the form of the social contract narrative, is foundational for political philosophy also. And this book treats the social contract as mythical in this sense. Even though it is expressed in different forms, depending on the time and place in which it
is articulated, the contract narrative provides a mythical portrayal of the origin and purpose of justice and society that serves as a focal point for public deliberation on social and political matters.
POLITICAL LIBERALISM AND THE IDEA OF PUBLIC REASON
The idea of the social contract played a significant role in early modern political philosophy, particularly in the writings of Thomas Hobbes (1588–1679) and John Locke (1632–1704). These philosophers utilized the social contract to promote peace by settling, or sidestepping, the intense religious disputes that raged during the European wars of religion (1517–1648) and the English civil wars (1642–51). When Rawls revisited social contract theory, he did so on the assumption that even though individuals possess diverse moral and religious views, they can agree on politics.
The threat of religious war, of bloody conflict over first principles, still haunts the modern political imagination. Philosophers who articulated classical liberal doctrine did so when the Protestant Reformation, which divided Western Europe into a multitude of religious sects vying for power with violence and persecutory zeal, was only recent history. Thus, when Hobbes and Locke used the social contract as a theoretical means by which to escape ceaseless civil and religious war in England, they inaugurated a way of thinking about justice and society that we would now call “liberal.”
The term, “liberal,” as Charles Larmore points out, “arrived late on the scene” of Western history. It sprouted at a specific historical moment in which a plurality of views of truth and the good life began to be held by people within political society. And the prospect of agreement on such matters appeared especially unlikely. The term “liberal,” then, is “an historical category designating the practices Western societies have devised for dealing with reasonable disagreement about the human good.”31 Subsequently, the aim of political liberalism today, as Rawls expressed it, is to justify political order by a procedure independent of “opposing and conflicting philosophical and religious doctrines.”32
Contemporary political liberalism—as articulated by Rawls, Larmore, and Martha Nussbaum—continues “the cause” of classical liberalism.33 Under the doctrine of political liberalism, citizens are called to extend the scope of toleration and restrict the scope of political discourse. This
