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NeurocognitiveMechanisms

Neurocognitive Mechanisms

ExplainingBiologicalCognition

GUALTIEROPICCININI

GreatClarendonStreet,Oxford,OX26DP, UnitedKingdom

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Themoralrightsoftheauthorhavebeenasserted FirstEditionpublishedin2020

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Allrightsreserved.Nopartofthispublicationmaybereproduced,storedin aretrievalsystem,ortransmitted,inanyformorbyanymeans,withoutthe priorpermissioninwritingofOxfordUniversityPress,orasexpresslypermitted bylaw,bylicenceorundertermsagreedwiththeappropriatereprographics rightsorganization.Enquiriesconcerningreproductionoutsidethescopeofthe aboveshouldbesenttotheRightsDepartment,OxfordUniversityPress,atthe addressabove

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PublishedintheUnitedStatesofAmericabyOxfordUniversityPress 198MadisonAvenue,NewYork,NY10016,UnitedStatesofAmerica

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Acknowledgments vii ListofFigures xi Introduction1

1.LevelsofBeing6

2.Mechanisms,MultipleRealizability,andMediumIndependence38

3.FunctionalMechanisms67

4.MechanisticFunctionalism89

5.TheFirstComputationalTheoryofCognition:McCulloch andPitts’ s “ALogicalCalculusoftheIdeasImmanentin NervousActivity” 107

6.ComputationandInformationProcessing128

7.MechanisticModelsofCognition:FromAutonomytoIntegration156

8.TheCognitiveNeuroscienceRevolution182

9.TheComputationalTheoryofCognition205 10.TheChurch–TuringFallacy225

11.TheResilienceoftheComputationalTheoryofCognition244

12.NeuralRepresentation258

13.NeuralComputation297

14.ComputationandtheFunctionofConsciousness317 Bibliography 351 Index 393

Acknowledgments

MyundergraduatestudiesattheUniversityofTurin,duringtheearly1990s, exposedmetotheclassicdebateonthefoundationsofcognitivescience.Isthe brainacomputer?Doescognitioninvolvecomputationoverrepresentations?Is themindthesoftwareofthebrain?Therewereargumentsonbothsides,and Iwantedtosortthemout.

WhileingraduateschoolattheUniversityofPittsburgh,duringthelate1990s andearly2000s,Iembarkedonaresearchprogram: first, figureoutwhatphysical computationisbydrawingfromcomputerscienceandcomputerengineering; then,applythatunderstandingtothebrainandanswerthefoundationalquestions aboutcognition.Forgoodmeasure,Iincludedacarefulstudyoftheoriginof computationaltheoriesofcognition.Thatwaswaytoomuchforadissertation. Mydissertationincludedsomehistoricalresearchandanaccountofphysical computation(Piccinini2003a).Ileftthefoundationalquestionsforfuturework. Myearlymechanisticaccountofphysicalcomputationwas,roughly,that physicalcomputationisthemanipulationofdigitsbyafunctionalmechanism inaccordancewitharule(Piccinini2007a).Ithoughtthisaccountwouldallowme torefutetheComputationalTheoryofCognition(CTC)onceandforall.Iwrotea paperattemptingthat.Myargumentwasthatcomputationisdigital;neural activityisnotdigital;therefore,neuralactivityisnotcomputational.ButInever publishedthatpaperbecauseIeventuallyrealizedIwasmissingsomething.

Iknewthereusedtobeanalogcomputers,andtheyhadbeenusedasan alternativemodelofbrainactivity.Ialsoknewthatanalogcomputersarequite differentfromdigitalcomputers,arenotprogram-controlled(quaanalog),arenot universalinAlanTuring’ssense,existedbeforedigitalcomputers,andusedtobe calleddifferentialanalyzers.Theyonlystartedtobecalledanalog “computers” after digitalcomputersbecamepopular.So,Iarguedthatanalog “computers” weren ’tcomputersproperlysocalledafterall(Piccinini2008a).Atleasttwo eventspushedback.

First,thelateJonathanMillsaskedmetocollaborateonexplicatinganalog computation.AlthoughheandIneverwroteanythingtogether,heintroduced metothegroundbreakingresearchonanalogcomputationthathewasdoingat IndianaUniversity,ofwhichIwasunaware.Independently,inJuly2007,Marcin Milkowskiwrotetomeandpointedoutthatsomecomputerscientistswerereviving analogcomputation;herecommendeda “humblerapproach” thanmine.

Iwonderedwhetherthosewhostudyanalogcomputation,andperhapsothers whostudyotherunconventionalmodelsof(so-called)computationthatarenot

digital,mightbepickinguponsomethingthatdigitalcomputation,analog “computation,” andothertypesof “computation” haveincommon.Fromamathematicalstandpoint,theyareallwaysofsolvingmathematicalproblems.ButIwas afteranaccountof physical computation.Whatdothedisparatephysicalprocesses thatimplementdifferenttypesofcomputationhaveincommon?

Thereceivedviewisthatcomputationhastodowithrepresentation.ButIhad argumentsthat,infact,computationdoesnotrequirerepresentation(Piccinini 2004a,2008b).Ialsoknewthatthenotionsoffunctionandmultiplerealizability aretooweaktounderwritearobustnotionofcomputation(Piccinini2004b, 2007b).Atsomepoint,IrememberedreadinganinsightfulpaperinwhichJustin Garson(2003)usesthenotionofmediumindependencetocharacterizeinformation.(JohnHaugeland(1985)usesasimilarnotiontocharacterizeautomatic formalsystems,butIonlyfoundoutaboutthatmuchlater.)Ire-readJustin’ s paperandfoundthatmediumindependencewasjustwhatIneeded.Afterthat, Igeneralizedmyaccountofphysicalcomputationtocoveranalogcomputation andotherunconventionalmodelsofcomputation.Theresultingaccountisthat physicalcomputationisthemanipulationofmediumindependentvehiclesbya functionalmechanisminaccordancewitharule(PiccininiandScarantino2011, Piccinini2015).

Giventhisbroaderunderstandingofphysicalcomputation,myattitudeabout thebrainandcognitionswitched.Inowhadthematerialsforacogentargument infavorof CTC withatwist.WithhelpfromneuroscientistSonyaBahar,IrewrotemyearlypaperagainstCTCtoarguethat,ononehand,neurocognitive processesarecomputationsbecausetheyaremediumindependentand,onthe otherhand,neuralcomputationsareneitherdigitalnoranalog theyaresui generis(PiccininiandBahar2013).

Thatseemedimportantbut,toanswerthefoundationalquestions,muchmore neededtobedone.Ineededaproperontologicalfoundation,anadequateaccount offunctions,awaytointegratepsychologyandneuroscience,anassessmentof otherargumentsproandconCTC,andaplaceforrepresentationandconsciousness.Aftermanymorecollaborationsandpublicationsandmuchadditional research,thisbookistheresult.ItpresentsacomprehensivedefenseofCTC, updatedfortheeraofcognitiveneuroscience,withsurprisesforbothdefenders andcriticsoftraditionalformsofCTC.

WaymorepeoplehavehelpedmethanIcanthankindividually.Icollectively thankmyteachersaswellasthemanyaudiencestowhomIpresentedversionsof theseideas.Ilearnedalotfromthem.

Myworkbuildsonthosewhocamebeforeme.BesidesthoseIalreadymentionedandmycollaborators,thosewiththegreatestphilosophicalinfluenceon thisprojectincludeBillBechtel,ChristopherBoorse,PaulandPatricia Churchland,JackCopeland,CarlCraver,RobertCummins,DanielDennett, FredDretske,FrankieEgan,JerryFodor,GilbertHarman,JohnHeil,Jaegwon

Kim,RuthMillikan,HilaryPutnam,JonathanSchaffer,OronShagrir,Wilfried Sieg,andStephenStich.Onthescienceside,thosefromwhomIlearnedthemost includeWarrenMcCulloch,AllenNewell,WalterPitts,ClaudeShannon,Herbert Simon,AlanTuring,andJohnvonNeumann.

Forcommentsonmanypapersandilluminatingdiscussionsovermanyyears IowespecialthankstoNealAnderson,KenAizawa,TreyBoone,CarlCraver, CoreyMaley,AndreaScarantino,OronShagrir,MarkSprevak,JohnHeil,Justin Garson,andEricThomson.Forcommentsonaspectsofthiswork,Ithanks DarrenAbramson,AnibalAstobiza,BriceBantegnie,SergioBarberis,BillBechtel, PeterBradley,GiovanniCamardi,GlennCarruthers,DavidChalmers,Mazviita Chirimuuta,MichelleCiurria,JudithCrane,RobertCummins,TonyDardis,Joe Dewhurst,FrankieEgan,ChrisEliasmith,IlkeErcan,NirFresco,RachelFrancon, ErikFunkhouser,CarlGillett,StuartGlennan,MahiHardalupas,InmanHarvey, EricHochstein,PhyllisIllari,AnneJacobson,DavidM.Kaplan,DanielKramer, ArnonLevy,BillLycan,PeterMachamer,JackMallah,CoreyMaley,Diego Marconi,MarcinMilkowski,KevinMorris,AlyssaNey,AbelWajnermanPaz, AlessioPlebe,RussPoldrack,TomPolger,CharlesRathkopf,MichaelRescorla, SarahRobins,WaldemarRohloff,RobertRupert,Anna-MariRusanen,Kevin Ryan,MatthiasScheutz,SusanSchneider,WhitSchonbein,AlexSchumm,Paul Schweizer,SamScott,OronShagrir,LarryShapiro,KentStaley,TerrenceStewart, JackieSullivan,BrandonTowl,CharlesWallis,DanWeiskopf,GeneWitmer, MarkZeise,manyanonymousreferees,andothersIcan’trecall.Specialthanks toMichaelBarkasi,MarkCouch,andtheanonymousrefereesforOUPfor insightfulcommentsonthebookmanuscript.

ThankstoCrystalBrown,FrankFaries,MirindaJames,ElliottRisch,andJames Virtelforeditorialassistance.

TheIntroduction,Chapter1,andChapter3arenew.

Chapter2includesasubstantiallyrevisedandexpandeddescendantof PiccininiandMaley2014.Sections2.1,2.3,and2.5arenew.

Chapter4includesasubstantiallyrevisedandexpandeddescendantofMaley andPiccinini2013.Sections4.1.1and4.1.2arenew.

Chapter5isarevisedandexpandeddescendantofpartsofPiccinini2004c.

Sections6.2–6.8ofChapter6arearevisedandexpandeddescendantof Piccinini2017a.Section6.9isareviseddescendantofasectionofPiccinini 2009.Sections6.1and6.10–6.12arenew.

Chapter7includesarevisedandexpandeddescendantofBooneandPiccinini 2016a.Sections7.1–7.3and7.7arenew.

Chapter8isareviseddescendantofBooneandPiccinini2016b.

Sections9.1and9.2ofChapter9includerevisedversionsofportionsof Piccinini2016.MostofSection9.2isarevisedandexpandeddescendantofa sectionofPiccininiandBahar2013.Sections9.3–9.5areareviseddescendantof partsofPiccinini2009.

Chapter10isasubstantiallyreviseddescendantofPiccinini2007c.

Chapter11isasubstantiallyrevisedandexpandeddescendantofPiccinini 2010a.

Chapter12isasubstantiallyreviseddescendantofThomsonandPiccinini 2018.

Chapter13isarevisedandexpandeddescendantofmuchofPiccininiand Bahar2013.

Chapter14includesasubstantiallyreviseddescendantofPiccinini2010b. Sections14.1and14.9arenew.

Itwasacollectiveeffort.Iamdeeplygratefultomyco-authorsonsomeofthe articlesfromwhichsomeofthechaptersderive SonyaBahar,TreyBoone,Corey Maley,andEricThomson twophilosophersandtwoneuroscientists.They graciouslyagreedtoletmeuseourjointworkinthisbookanddeservecredit formuchofwhatiscorrectinthechaptersderivedfromit.Myresearchprogram benefitedimmenselyfromeachcollaboration.

ThismaterialisbaseduponworksupportedbytheNationalScience FoundationunderGrantsNo.SES-0216981,SES-0924527,andespeciallySES1654982.IalsoreceivedresearchsupportfromaUniversityofMissouriResearch BoardAward,a2006NEHSummerSeminaratWashingtonUniversityinSt. Louis,aUniversityofMissouriResearchGrant,agrantfromtheInternational StudiesandProgramsattheUniversityofMissouri St.Louis,anAdelleand ErwinTomashFellowship,anAndrewMellonPredoctoralFellowship,anda RegioneSardegnaDoctoralScholarship.Anyopinions, findings,conclusions, andrecommendationsexpressedinthisworkarethoseoftheauthoranddo notnecessarilyreflecttheviewsofthesefundinginstitutions.

ThankstoPeterMomtchiloffandthewholeteamatOUPforshepherdingmy manuscriptthroughthepublicationprocess.

Deepthankstomyfriendsandfamilyfortheirloveandsupportduringallthese years.I’mgratefultomypartnerMichelleanddaughtersViolet,Brie,andMartine forbringingsomuchmeaningandjoytomylife.

ListofFigures

1.1Possiblerelationsbetweenhigher-levelpropertiesandlower-levelproperties26

1.2Waysofrepresentingawholeanditsparts33

1.3Wholesareinvariantsovercertainchangesinparts,propertiesofwholes areaspectsoftheirlower-levelrealizers35

2.1Theoverlapbetweenlower-levelproperty1andlower-levelproperty2isa higher-levelpropertyrealizedbybothproperties1and2,andsoforth39

2.2Higher-levelpropertiesareaspectsoftheirlower-levelrealizers.49

2.3Theintersectionsoflower-levelpropertiesarevariablyrealizable higher-levelproperties53

2.4Differenttypesofhigher-levelproperties63

5.1DiagramsofMcCullochandPittsnets114

5.2Netexplainingtheheatillusion115

6.1Typesofdigitalcomputationandtheirrelationsofclassinclusion147

6.2Typesofcomputationandtheirrelationsofclassinclusion150

7.1Graph-theoreticrepresentationofalateralinhibitioncircuit175

9.1SomeprominentformsofCTCandtheirrelations223

12.1Retinalrepresentationofthevisualworld270

12.2Mainvisualpathway271

12.3TopographicrepresentationofmotioninmonkeyareaMT273

12.4Binocularrivalrydemonstration275

12.5Workingmemory:behavioralandneuronalperspectives277

12.6Frommusclestoactionmaps283

12.7Movement fieldinM1285

12.8SpaceofM1representationaltheories286

12.9Sensorycancellationinweakelectric fish291

12.10Forwardmodelsandefferencecopy293

13.1Analog,digital,andneuralsignals299

Introduction

Thisbookdefendsaneurocomputationaltheoryofcognitiongroundedina mechanistic,functionalist,egalitarianontology.Iarguethat biologicalcognitive capacitiesareconstitutivelyexplainedbymultilevelneurocognitivemechanisms, which performneuralcomputationsoverneuralrepresentations.Providinga scientificexplanationofcognitionrequiresunderstandinghowneurocognitive mechanismswork.Therefore,thescienceofcognitionoughttoincludeneurosciencetoadegreethattraditionalcognitivesciencewasnotexpectedto.Scientists onthegroundhavebeenworkingonthisforawhile.Psychologyisbecoming moreandmoreintegratedwithneuroscience.

ThepictureIdefendstandsoppositetobothtraditionalreductionism(typeidentitytheory)andanti-reductionism(autonomyofpsychology).Contraryto traditionalreductionism,neuralcomputationsandrepresentationsarenotidenticaltotheirlower-levelrealizers.Contrarytotraditionalanti-reductionism, neuralcomputationsandrepresentationsarenotentirelydistinctfromtheir realizers.Instead,neuralcomputationsandrepresentations bothtypesand tokens are aspects oftheirrealizers.

ThepictureIdefendstandsoppositetobothcomputationalchauvinism(computationandrepresentationareproprietarypsychologicalnotions)andantirealism(computationsandrepresentationsaremeremannersofspeaking). Contrarytocomputationalchauvinism,computationsandrepresentationsare propertiesofthenervoussystem.Contrarytoanti-realism,computationsand representationsarereal,causallyefficaciousproperties asrealasanyother propertiesofthenervoussystem.

Iwillbeginbyprovidingaccountsoflevelsofcompositionandrealization, mechanisms,functions,computation,andmultilevelneurocognitivemechanisms. Thisontologicalfoundationwillallowmetoimproveonexistingversionsof functionalismandmakeclearwhatthecomputationaltheoryofcognitiondoes anddoesnotsay.Afterthat,Iwilladdresssomefallaciesandobjectionstothe computationaltheoryofcognition.Finally,Iwillprovideempiricalevidencethat neurocognitivesystemsperformsuigeneriscomputationsoverneuralrepresentations.Iwillconcludebyclarifyingtherelationbetweencomputationand consciousnessandofferinganoncomputationalfunctionalismaboutphenomenal consciousness.

By capacity,Imeanacausalpowersubjecttonormativeevaluation apower thatcanbemanifestedcorrectlyorincorrectly.

NeurocognitiveMechanisms:ExplainingBiologicalCognition.GualtieroPiccinini,OxfordUniversityPress(2020). ©GualtieroPiccinini. DOI:10.1093/oso/9780198866282.001.0001

By cognitive capacities,Imeancapacitiessuchasperception,memory,reasoning,emotion,language,planning,andmotorcontrol.Cognitivecapacitiesexplain someofthemostinterestingbehaviorsexhibitedbyphysicalsystems.

By biological cognition,Imeancognitioncarriedoutbybiologicalorganisms morespecifically,organismswithaspecializedcontrolorgan.Thespecialized controlorganofearthlyorganismsisthenervoussystem.Somephilosophers arguethatplantshavecognitivecapacities(Calvo2016).Plants,fungi,andeven bacteriaareexquisitelyadaptedtotheirenvironments.Yettheylackaspecialized organforcontroloftheirorganismicfunctionsbasedonprocessinginformation thatresultsfromintegratinginputsfrommultiple,physicallydistinctsources.My topicisthecognitivecapacitiesoforganismswithaspecializedcontrolorganthat integratesmultiplesourcesofinformation.

Therearealsoartifactssuchasrobotsanddigitalassistantsthatpossess computationalandinformationprocessingcapacities,andthereareanalogies betweensuchartificialsystemsandbiologicalcognizers.Thisbookfocuseson biological cognitionexhibitedbyorganismswithanervoussystem.

Somearguethattherealizersofcognitivestatesandprocessesinbiological organismsincludenotonlythenervoussystembutalsosomethingsoutsideit (e.g.,Wilson1994).Iwillmostlyignorethispossibilitytosimplifytheexposition; thisdoesnotaffectmyarguments.

By constitutiveexplanation,Imeanexplanationofacapacityofasystemin termsofthesystem’scausalstructure.Iwillarguethatconstitutiveexplanationis providedby mechanisms thatis,pluralitiesofcomponents,componentfunctions,andorganizationalrelationsthat,collectively,possessthecapacityand produceitsmanifestations(Chapters3,7).

Typically,componentsofmechanismsarethemselvesmechanismswhose capacitiesareexplainedmechanistically.Dittoforthecomponents’ components. Thismultilevelmechanisticstructurerequiresanontologicalfoundation.Iargue thatall levels areequallyreal:neitherhigherlevelsnorlowerlevelsaremore fundamentalthanoneanother.Higher-levelobjectsareinvariantsunderthe additionandsubtractionofsomeparts,whilehigher-levelpropertiesareaspects oftheirlower-levelrealizers.Adequateconstitutiveexplanationrequiresidentifying thehigher-levelpropertiesandorganizationalrelationsthatproduceacapacity. Therefore,adequateconstitutiveexplanationrequiresidentifyingappropriate higher-levelobjectsandtheirrelevantproperties(Chapter1).

Capacitiessuchascognitionarecausalroles thatis,theyarehigher-level propertiesdefinedsolelybytheirregulareffectsundercertainconditions.Causal rolesareoften multiplyrealizable,meaningthattherearedifferentkindsof mechanismthatcanperformthesamecausalrole.Inaddition,somemultiply realizablecausalrolesare mediumindependent,meaningthateventheirinputs andoutputsaremultiplyrealizable(Chapter2).

Causalrolesareone,broadnotionoffunction.InChapter3,Iarguethatthe notionofcausalroleistoobroadtodojusticetomechanisticexplanationof organismsandartifacts.Thecapacitiesoforganismsandartifactsareexplainedby causalrolesthatmakeregularcontributionstothegoalsoforganisms.These contributionsare teleologicalfunctions (Chapter3).

Onthisbasis,Iproposeanimprovedformulationof functionalism:theview thatthemindisthefunctionalorganizationofthebrain.Iarguethatfunctional organizationshouldbeunderstoodmechanistically,asencompassingnotonly causalrelationsbetweeninternalstatesbutalsothecomponentsbearingthestates, theirfunctions,andtheirorganizationalrelations(Chapter4).

Functionalismisacloseallyofthecomputationaltheoryofcognition,which was firstproposedbyWarrenMcCullochandWalterPittsin1943.Theycreateda neuralnetworkformalismforrepresentingneuronalactivityinasimplifiedand idealizedway,andtheyarguedthatneuralnetworksperformdigitalcomputations.Theirideahadanimmenseimpactonthe field(Chapter5).

Somemechanisms,suchastheneuralnetworksdevisedbyMcCullochand Pitts,havethespecialteleologicalfunctionsof computing and processinginformation.Computingisprocessingmedium-independentvehiclesinaccordancewitha rule,whileinformationprocessingistheprocessingofvehiclesthatcarryinformation.Computationalvehiclesmayormaynotcarryinformation,andinformationprocessingmayormaynotbedonebycomputing(Chapter6).

Manyauthorshavearguedthatthereareconstitutiveexplanations whether computationalornot thatarenotmechanistic.Iarguethatsuchputatively nonmechanisticconstitutiveexplanationsare aspects ofmechanisms.Adequate constitutiveexplanation includingcomputationalexplanation involvesmechanisms(Chapter7).

Thescientificstudyofneurocognitivemechanismsiscognitiveneuroscience. Toalargeextent,cognitivesciencehasalreadyturnedintocognitiveneuroscience. Thisistheintegratedstudyofhowmultilevelneurocomputationalmechanisms thatprocessneuralrepresentationsexplaincognition(Chapter8).

The ComputationalTheoryofCognition (CTC)isthetheorythatcognitive processesarecomputations,orcognitionisexplainedcomputationally.Since computationisamechanisticprocess,CTCisamechanistichypothesis.Since theorganofbiologicalcognitionisthenervoussystem,CTCforbiological organismsistheclaimthatneurocognitiveprocessesarecomputations.Iargue thatCTCinitsgenericformulationiscorrectforacoupleofreasons.First,the mainvehiclesofneuralprocessing spiketrains arefunctionallysignificant thanksprimarilyto firingratesandspiketiming,whicharemediumindependent. Second,neuralsignalscarry,integrate,andprocessinformationfromphysically differentsources,whichrequirestransducingthemintoshared,mediumindependentvehicles(Chapter9).

AssessingCTCrequiresunderstandingnotonlythereasonsforit,butalsowhat is not areasonforit.ArangeofputativeargumentsforCTCarebasedonthe Church–Turingthesis,thethesisthatthefunctionsthatarecomputableinan intuitivesensearepreciselythosefunctionsthatarecomputablebyTuring machines.Iarguethattheseargumentsarefallacious:theChurch–Turingthesis doesnothelpestablishCTC(Chapter10).

AssessingCTCalsorequiresunderstandingputativeobjections.Therearetwo classesofobjections.Insufficiencyobjectionsmaintainthatcognitioninvolves X(forsomeX)andcomputationisinsufficientforX.CandidateXsinclude consciousness,intentionality,embodiment,embeddedness,dynamics,andmathematicalinsight.Ireplythatinsuf ficiencyobjectionsdonotundermineCTC;at most,theyshowthatsomethingelseisneeded,inadditiontocomputation,to explaincognition.Iemphasizethatanadequatecomputationalexplanationof biologicalcognitioninvolvescomputationsthatareembodiedandembedded. ObjectionsfromneuralrealizationarguethatneuralprocessesinvolveY(for someY)andcomputationdoesnotinvolveY;therefore,neuralprocessesarenot computations.IreplythatnoneoftheputativeY’sunderminesCTC(Chapter11).

Althoughcomputationcanoccurintheabsenceofinformationprocessing,this isnotwhathappensinthenervoussystem.Neuralprocessescarry,integrate,and processinformationintheserviceofteleologicalcontrolfunctions.Informational Teleosemanticsistheviewthatrepresentationsarepreciselystatesthatcarry informationintheserviceofteleologicalfunctions.Thus,Informational Teleosemanticsappliedtotheneurocognitivesystementailsthattheneuralstates thatcarryinformationintheserviceofcontrolfunctionsare neuralrepresentations.Iarguethatneuralrepresentationsarenotonlyrealbutroutinelyobserved byneuroscientists(Chapter12).

Onelong-standingdisputeaboutneuralcomputationiswhetheritisdigitalor analog.Iarguethatitisneither,atleastinthegeneralcase.Instead,neural computationissuigeneris.Therefore,theoriesofcognitionshouldtakeinto accountwhatisknownaboutneuralcomputation(Chapter13).

The ComputationalTheoryofMind (CTM),asIusethisterm,isastrongerview thantheComputationalTheoryof Cognition.CTMcoversthewholemind both cognition and consciousness.Thus,CTMsaysthatthewholemindhasacomputationalnature,orthatallthereistothenatureofmentalstates,including consciousstates,isbeingcomputationalstates.Sincecomputationisamechanistic process,CTMisamechanistichypothesis.Itisthecomputationalversionof mechanisticfunctionalism.Contrarytoacommonassumption,thealternative toCTMisnotjustthetype-identitytheoryofmind.Thereisalsoanoncomputationalversionoffunctionalismaboutconsciousnessthatdeservestobeexplored (Chapter14).

Biologicalcognition,oratleastbiologicalcognitioninorganismswitha centralizedcontrolsystemthatintegratesmultiplesourcesofinformation,turns

outtobeneuralcomputationoverneuralrepresentations.Neuralcomputationis asuigeneriskindofcomputation neitherdigitalnoranalog thatneurocognitivemechanismsperform.Neuralrepresentationsaresimulationsoftheorganism, itsenvironment,andtheirinteractionthatneurocognitivemechanismsconstruct. Neuralcomputationsprocessneuralrepresentations.Theresultofthisprocessis biologicalcognition.

Neurocognitivemechanismsspanmultiplelevelsoforganization,fromsingle neuronsuptothewholenervoussystem.Ateachneurocognitivelevel,neural computationsprocessneuralrepresentations.Exceptforthelowestlevel,each neurocognitivelevelisrealizedbythelevelbelowit.Exceptforthehighestlevel, eachneurocognitivelevelrealizesthelevelaboveit.Thus,lower-levelneural representationsandcomputationsrealizehigher-levelneuralcomputationsand representations.

Needlesstosay,explaininghowcognitivelyendowedorganismsbehave requiresconsideringthedynamicalcouplingamongnervoussystem,body,and environment.Inotherwords,explaininghoworganismsbehaverequiresconsideringhownervoussystemsareembodiedandembeddedintheirenvironment. Consideringallofthisiswhatcognitiveneurosciencedoes.Nevertheless,nervous systemscontributesomethingdistinctivelycognitivetotheexplanation:theperformanceofneuralcomputationsoverneuralrepresentations.Thatisthefocusof thisbook.

Althoughthechaptersaredeeplyintertwined,Ioutlinethemainpointofeach chapterinits firstsection exceptforChapter1.Areaderwhowantsthegistof thebookquicklycanreadChapter1plusthe firstsectionoftheotherchapters.

LevelsofBeing

1.1Parts,Wholes,andtheirProperties

Thisbookarguesthatcognitionisexplainedbymultilevelneurocognitive mechanisms.The firststeptowardsthisview oranyviewinvolvinglevelsof compositionandrealization,forthatmatter isclarifyingwhatlevelsareandhow theyarerelated.Thischapterlaysoutanaccountoflevelsonwhichtherestofthe bookwillbuild.

Thewaywetalkaboutthingsandtheir proper¹partsgivesrisetopuzzles.For example,ahammerhastwoparts:ahandleandahead.Ifyouhaveahammer, howmanyobjectsdoyouhave?Ifyouanswerone,youarenotcountingthehead andthehandle.Ifyouanswertwo,youarenotcountingthewholehammer.Ifyou answerthree,youseemtobecountingthesameportionofrealitytwice.Noneof theanswersareentirelysatisfying.Andthentherearethehammer’smolecules, atoms,andsubatomicparticles.Howmanythingsarethere?

Puzzleslikethismakeitdifficulttounderstandhowourdiscourseaboutwholes fitswithourdiscourseaboutparts.Bothlaypeopleandscientiststalkabout differentsortsofobjects,someofwhicharepartofothers.Wetalkaboutpeople, nervoussystems,brains,neuralnetworks,neurons,neurotransmitters,andsoon. Wedescribepropertiesthattheseobjectshaveandtheirmanifestations:people walk,brainsdevelop,andneuronssendactionpotentials.

Wealsodescribe relations betweenobjects.Forconvenience,inthischapter Iwilloftenfollowthecommonconventionofusingtheterm “property” toinclude relations.Forinstance,Iwilltreat AbeinginsideB asaspatialpropertypossessed byAandBcollectively.So,Iwilloftentalksimplyofobjectsandproperties, withtheunderstandingthatrelationsarealsoincluded.Nothingsubstantive hingesonthis.

Somerelationsoccurbetweenobjectsthatarewhollydistinctfromone another objects atthesamelevel:peopletalktooneanother,brainsareencased inskulls,andneuronsattachtooneanother(viasynapses).Otherrelationsoccur betweenobjectsthatarepartofoneanother.Forexample,synapsesarepartof

¹Inmereology theformalstudyofthepart–wholerelation itisconvenienttodefine “part” so thateverythingispartofitself,and “properpart” asapartthatisnotidenticaltothewhole.Bycontrast, inordinarylanguage,weusuallypresupposethatapartisnotidenticaltothewhole.Fromnowon, Iwillfollowordinaryusageanduse “part” tomeanproperpart.

NeurocognitiveMechanisms:ExplainingBiologicalCognition.GualtieroPiccinini,OxfordUniversityPress(2020).

©GualtieroPiccinini. DOI:10.1093/oso/9780198866282.001.0001

neurons,whichtogetherformneuralnetworks;nervoussystemsarepartially madeoutofbrains,whicharepartiallymadeoutofnetworks,amongother structures. Beingpartof somethingand beingmadeoutof somethingarerelations thatoccurbetweenobjects atdifferentlevels ofbeing.

Sortingoutwhatthereis,whatpropertiesobjectshave,andhowtheyrelateis thebusinessofscience.Sortingoutwhat sorts ofobjectsthereareaswellaswhat sorts ofpropertiesandrelationstheyhaveisthebusinessofmetaphysics.Scientists relyonexperimentingandtheorizing.Metaphysiciansrelyonscientificresults andconceptualconsiderations.Byusingthesetools,metaphysiciansattemptto organizeourconceptssowedon’tgetconfusedorsaythingsthatmakelittlesense. Thisbookbeginswithmetaphysicsandprogressesfromtheretowardsthephilosophyofmindandcognitiveneuroscience.

Iwillusetheterm “composition” fortherelationbetweenwholesandtheir parts:partscomposeawhole;awholedecomposesintoitsparts.Iwillusetheterm “realization” fortherelationbetweenpropertiesofawholeandpropertiesof itspartstakencollectively,orbetweenitspartstakencollectivelyandallofthe parts’ partstakencollectively:higher-levelpropertiesarerealizedbylower-level properties;lower-levelpropertiesrealizehigher-levelproperties.² Propertiescomeintypesandtokens(instances).Forexample,eachplanetin thesolarsystemisanoblatespheroid.Thatis,eachplanetinstantiatesthe property type ofoblatespheroidicity.Equivalently,eachplanethasitsown token,orinstance,ofoblatespheroidicity.Wecantalkabouttyperealizationor tokenrealization.Iwillmostlyfocusontyperealization,withoutmakingitexplicit everytime.MuchofwhatIsayappliestotokenrealizationaswell.

AsIusetheseterms,bothcompositionandrealizationareasymmetric,irreflexive,andtransitive.³Botharerelationsofsynchronicmetaphysicalnecessitation:onceyouhavethepartswiththeirpropertiesandrelations,younecessarily havethewholewithitspropertiesandrelations.Necessitationdoes not entail dependence!Bothcompositionandrealizationareoften assumed toberelationsof ontologicaldependence,meaningthatwholesandtheirpropertiesontologically dependon(aregroundedin,areposteriorto)theirpartsandtheirproperties.Not onlyamI not makingthisdependenceassumption;Iwillsoonargue against it. Thereareanumberofpuzzlesthatarisefromourtalkaboutthingsatdifferent levelsofbeing.Tokeepthediscussionmanageable,let’sfocusononeespecially difficultandtheoreticallyimportantpuzzle:thepuzzleofcausalexclusion.I’ll

²Thereisadisputeastowhether,whenpropertyPisrealizedbypropertyQ(whereQcouldalsobe apluralityofproperties),PandQbelongtothesameobjectXorQbelongstoX’sparts.Iwilldiscuss thisinChapter2,whereIarguethat,inthesenseofrealizationthatmattersmosttothemetaphysicsof science,QbelongstoX’sparts.Inthischapter,I’mjust defining “realization” astherelationthatholds betweenthepropertiesofawholeandthepropertiesofitsparts,orbetweenitspartstakencollectively andalloftheparts’ partstakencollectively.

³Asymmetry:xRy → notyRx.Irreflexivity:notxRx.Transitivity:(xRyandyRz) → xRz.Onthe featuresofrealization,cf.Baysan2015.

proposeaframeworkforthinkingaboutlevelsofbeingthatsolvesthecausal exclusionpuzzleandexplainshowdifferentlevels fittogether.Beware:aproper treatmentofthesetopicswouldrequireabookofitsown;inthischapterIonly haveroomforabriefsketchthatwillhelpusthroughtherestof this book.

1.2CausalExclusion

SupposethatbrainBiscomposedofabunchofneurons,glia,othercells,and extracellular fluid,whichI’llcollectivelylabelNN.Forsimplicity,Iwillreferto NNsimplyasneurons.Differentpeopledisagreeabouttherelationshipbetween wholesandtheirparts e.g.,betweenBandNN.Somethinktheyareidentical, othersthattheyaredistinct,yetothersthatoneofthetwoisgroundedinthe other.We’llsuspendjudgmentfornow.

ConsideravoluntaryactionEperformedbyanorganism,andconsidertwo causalclaimsthatareentailedbywhatisfoundinanyneurosciencetextbook:

(1)BcausesE.

(2)NNcauseE.

Whenwemakethiskindofcausalclaim,weusuallyassumethatasystem causesaneffectinvirtueofbeinginaparticularstateorhavingaparticular property.Iassumethat beinginastate isthesameas possessingaproperty,sowe cantalkaboutstatesandpropertiesinterchangeably.

Totaketheroleofpropertiesintoaccount,let’sreformulate(1)and(2)interms ofbrainstateSB andneuralstateSNN,suchthatSNN realizesSB:

(3)SB causesE.

(4)SNN causesE.

Again,differentpeopledisagreeabouttherelationshipbetweenpropertiesof wholesandpropertiesoftheirparts e.g.,betweenSB andSNN.Somethinkthey areidentical,othersthattheyaredistinct,yetothersthatoneofthetwois groundedintheother.Again,we’llsuspendjudgmentfornow.

Whenwemakethiskindofcausalclaim,wegenerallyassumethateachcauseis sufficientfortheeffectundertherelevantbackgroundconditions.Thatistosay,if SB causesE,then givenrelevantbackgroundconditions theoccurrenceofSB is enough,allbyitself,tobringaboutE.Bythesametoken,ifSNN causesE,then givenrelevantbackgroundconditions theoccurrenceofSNN isenough,allby itself,tobringaboutE.

ThepuzzleofcausalexclusionarisesbecauseifSNN isalreadyenoughtocause E,thereseemstobenothingleftforSB todo.Supposethatweestablish(4) thata

neuralstatecausesavoluntaryaction.Whywouldwesaythatabrainstatealso causesthataction,ifwealreadyestablishedthataneuralstateisenoughtocause thatverysameaction?Theproblemisentirelysymmetrical.Supposeweestablish (3) thatacertainbrainstatecausesacertainaction.Whyaddthataneuralstate alsocausesthataction,ifwealreadyestablishedthatabrainstateisenoughtocause thatverysameaction?Ifoneofthetwoisenoughtoproducetheaction,itseems thattheotheriseitheridenticaltoitorshouldbedispensedwith.Butwhichisit? Theproblemgeneralizes.Ipickedneuronsandbrainsamongmanyotherlevels thatIcouldhavepicked.Thesamepuzzlecanberunwithneuralsystems,neural networks,molecules,atoms,andsoon nottomentionwholeorganisms.Thisis thepuzzleofcausalexclusion:ifanylevelisenough,allbyitself,tocauseaneffect suchasE,thenotherlevelsseemeitherdispensableoridenticaltotheonecausally efficaciouslevel(Kim1998,2005;Merricks2001).Yetbothlaypeopleandscientistsattributecausalefficacytomultiplelevelsofbeing,andwedon’tseemtotake alllevelstobeidenticaltooneanother.Whatgives?

1.3Overdetermination

Oneanswertothecausalexclusionpuzzleisthatdistinctlevelscausethesame effectatthesametime.Thistheoreticaloptioniscalledoverdetermination.To understandoverdetermination,considertheclassicexampleofa firingsquad, eachofwhosemembers firesadeadlybullet.Giventheoperativebackground conditions,eachbulletissuf ficient,allbyitself,tokillaperson.Inthiscase,the presenceofasuf ficientcauseiscompatiblewithmanyothersuf ficientcausesfor thesameeffect.Byanalogy,levelsofbeingmightbelikesoldiersina firingsquad: eachlevelproducesthesameeffectindependentlyoftheothers(Loewer2007; Pereboom2002;Schaffer2003;andSider2003).Mightthisbeasolutiontothe causalexclusionpuzzle?

Theredoesseemtobeasimilaritybetweenthetwosituations.Inbothcases, multiplethingsoccurringatthesametimearesaidtobecausallysuf ficientforthe sameeffect.Yettherearealsoprofounddissimilarities.

Incasesofordinarycausaloverdetermination,suchasthe firingsquad,the differentcausescanbeindependentlyobservedandtracked.Forexample,wecan checkthedifferentriflesbeforethesquadshootsandseeiftheycontainlive ammunition.Aftertheshooting,wecansearchfordistinctbulletsandseewhere theyendedup.Thissortofempiricalinvestigationisnotanoptionwhendifferent levelsofbeingareinplay.Wecan’tinvestigatetheeffectsofabrainindependently ofthoseoftheneuronsthatmakeupthatverybrain.Wecan’tobserveor manipulatethestateofthebrain,separatelyobserveormanipulatethestateof theneuronsthatmakeupthatsamebrain,andseeiftheyhavedistinctcausal powersanalogoustothepowersofdistinctbullets.Therefore,wecannotcollect

anyevidencethattherearedistinctcausalpowersatdistinctlevelsthatare sufficientforthesameeffect.Withoutevidence,itisbothontologicallyprofligate andepistemicallyirresponsibletopositthem.

Adefenderofoverdeterminationmayreplythatthedisanalogybetweenmultileveloverdeterminationandordinary firing-squad-type overdeterminationis immaterial.Distinctlevelsofbeing(wholesandtheirparts,higher-levelproperties andtheirrealizers)aremetaphysicallyconnectedtooneanotherinawaythat distinctbulletsarenot.Giventhetightconnectionbetweenlevels,adefenderof overdeterminationmightinsistthatdistinctlevelsmaywellbecausallysufficient forthesameeffect atleastinaloose-enoughsenseof “ cause. ”

Thisreplymisunderstandsthestakesoftheproblem.Thequestionisnot whetherasuitablywatered-downnotionofcausationcanunderwriteclaimsto theeffectthatdistinctlevelscausethesameeffect.Thequestioniswhetheritis legitimatetopositdistinctcausalpowersthatarecausallysufficientforthesame effectinsituationswhereitisimpossible,asamatterofprinciple,tocollect empiricalevidenceoftheirdistinctexistence.

Evenifwesetasideepistemicconsiderations,itmakesnosensetopositthat thingsthatstandinarelationofcompositionorrealizationhavedistinctcausal powersforthesameeffect.Theobjectsthemselves awholeanditsparts arenot even(wholly)distinct.Thepartsmakeupthewhole;thewholeconsistsofthe parts.Bythesametoken,higher-levelpropertiesandtheirrealizersaretoo intimatelyconnectedtohavedistinctcausalpowersforthesameeffect.Once youhavetherealizer,youalsohavetherealizedproperty;andonceyouhavethe realizedproperty(token),youalsohaveitsrealizer.Howcouldthingsthatareas intimatelyrelatedasawholeanditsparts,orahigher-levelpropertyandits realizer,cometohavedistinctcausalpowers,eachsufficientforthesameeffect (cf.Bernstein2016)?LaterIwillelucidatethemetaphysicalconnectionsbetween wholesandtheirpartsaswellashigher-levelpropertiesandtheirrealizers,arguing thatsuchconnectionsareinconsistentwithoverdetermination.

Insummary,theoverdeterminationsolutiontothepuzzleofcausalexclusion positsmultipledistinctcausesforthesameeffectthatarepossessedbyawhole anditsparts,orbyahigher-levelpropertyanditsrealizers.Thesearemorecauses thanarenecessarytoexplainphenomena,withoutanyevidencethattheyarethere oranywaytoinvestigatethemseparately.Becauseofthis,overdeterminationisa desperateoption.Perhapsweshouldconsideritasalastresortifallotheroptions fail.Let’spondermoreappealingalternatives.

1.4Reduction

Thesimplestsolutiontothepuzzleofcausalexclusionwouldbetoidentifythe one genuine causeofaneffectandreducealltheotherputativecausesto that one.

Forexample,supposeweestablishedthatneuralstatesarethegenuinecauseof voluntaryactions.Ifwecouldreducebrainstocollectionsofneurons,andbrain statestoneuralstates,thenwewouldconcludethatthereisnorealconflict between(1)and(2),orbetween(3)and(4),because(1)reducesto(2),and(3) reducesto(4).ThereisonlyonegenuinecauseofE neuralstates.

Ifwearegoingtoconsiderthissortof reductionism,weneedtosaywhatwe meanbyreduction.Thisisavexedquestioninbothmetaphysicsandthephilosophyofscience(vanRielandvanGulick2019).Forpresentpurposes,Iwill adoptthesimplestandclearestnotionof ontological reduction:identitywitha direction.Thatistosay,XreducestoYifandonlyifXisstrictlyidenticaltoYand YismorefundamentalthanX.Speci fically,BreducestoNNifandonlyifB=NN andNNismorefundamentalthanB,andSB reducestoSNN ifandonlyifSB =SNN andSNN ismorefundamentalthanSB.Thedifficultieswithreductionariseforany reasonablenotionofreduction;wemightaswellkeepthingsmanageableby focusingonreductionasidentityplusdirection.⁴

Itshouldgowithoutsayingthatreductionintherelevantsenseisnotjusta matterofwhatispartofwhat.Everyoneagreesthatneuronsarepartsofbrains, moleculesarepartsofneurons(aswellasbrains),andeveryphysicalobjectispart ofthewholeuniverse.Yetreasonablepeopledisagreeaboutwhetherlargethings reducetosmallthings,smallthingsreducetotheuniverse(e.g.,Schaffer2010),or neitherreducestotheother.

Assumereductionismholds.The firstquestionis, which directiondoesreductiongo?Dobrainsreducetoneuronsorviceversa?Doneuralstatesreduceto brainstatesorviceversa?We’vealsoseenthattherearen’tjusttwolevels there aremany.Weneedtosaywhereneuralsystemsandtheirproperties,peopleand theirproperties,moleculesandtheirproperties,andsoforth fitwithinthe reductionistpicture.Foranyoneoftheselevels,eitheritisthereductionbase foralltheothers,oritreducestowhicheverlevelallothersreduceto.For reductiontowork,weneedto findtheone fundamental leveltowhichallother levelsreduce.Idoubtwecan.

Inrecentdecades,perhapsthemostpopularsolutionistopickthelevelof elementaryfermionsandbosonsasthefundamentalontologicallevel,towhich everythingelsesupposedlyreduces.Thisdoeshavesomeappeal atleasttothose, likeme,withatasteforparticlephysics.Physiciststhemselvescallelementary fermionsandbosonsthe fundamentalparticles.Maybetheparticlesthatare physically fundamentalarealso ontologically fundamental?⁵

⁴ AdifferentproposalbyHemmoandShenker(2015;Shenkerunpublished)isthatXreducestoYif andonlyifXisan aspect ofY.Their flatphysicalism,whichwasdevelopedindependentlyofthepresent work,goesinthedirectionoftheegalitarianontologyIdefendhereandismorecompatiblewithitthan traditionalreductionism.

⁵ Thepreciseontologicalstatusoffermionsandbosons,andofquantummechanicalsystemsin general,iscontroversial.Debatesincludewhetherfermionsandbosonsareindividualobjects(French

Beforeansweringthatquestion,letmepointoutthatphysicalfundamentality does not entailontologicalfundamentality.Somethingisphysicallyfundamental, roughly,justincaseithasnophysicalparts nopartsthataredistinguishablevia physicaloperationsortheories.Beingphysicallyfundamentalisawesomeand important:theoriesthataretrueofphysicallyfundamentalparticlesaretrueof everythingphysical.Nevertheless,physicalfundamentalityisnotthesameas ontologicalfundamentality.

Somethingis ontologically fundamentaljustincaseeverythingelsesynchronicallyandasymmetrically depends onit.Theontologicallyfundamentalstuff grounds alltheotherstuff.Theontologicallyfundamentalstuffisontologically prior totheotherstuff.Thesearethemetaphorsusedbymetaphysicians;theyare noteasytopindown.

Ontologicaldependenceiseasytograspwhentime flowsandnewobjectsand propertiescomeintoexistence.Forinstance,ifagroupofpeopleformsanewclub, theclubontologicallydependsonthetemporallypriorexistenceofthegroupof people.Thereasonisobvious:withoutpeople,noclubcouldbeformed.Thesame ideaisalsoeasytograspwhenwedealwitharbitraryfusionsofobjectsor derivativeproperties.Forexample,theobjectformedbycombiningtheStatue ofLibertyandtheTajMahaldependsontologicallyontheexistenceofthe StatueofLibertyandtheTajMahal;thepropertyofbeingamileawayfrom theStatueofLibertydependsontologicallyontheexistenceandlocationofthe StatueofLiberty.

Itislessclearwhatbeingontologicallymorefundamentalmeanswhenwe consider,atoneandthesametime,awholeversusitsparts,orawhole’sproperties versusitsparts’ properties,whenthewholeanditspropertiesareindividuated independentlyofthepartsandtheirproperties.

Inspiteofthislackofclarityaboutwhatitmeanstobeontologicallyfundamental,lotsofphilosopherstalkaboutonelevelbeingmorefundamentalthan another,oronelevelbeingabsolutelyfundamental.Ultimatelythelackofclarity aboutontologicalfundamentalitywillnotmattertousbecauseIwillarguethat, givenanyrelevantnotionoffundamentality,nolevelofbeingismoreontologicallyfundamentalthananyother.Fornow,though,let’spretendwehaveatleasta faintgraspofwhatontologicalfundamentalitymeansandproceedtoexaminethe prospectsofthisidea.Couldtheontologicallyfundamentallevelbethephysically fundamentallevel?

Elementaryfermionsandbosonsarethebuildingblocksoftheuniverse:they havenophysicalpartsandtheyconstituteeveryphysicalobject.Inaddition, 2015)andwhetherquantummechanicalsystemsadmitofuniquedecompositions(Healey2013). Addressingthesedebatesfallsoutsidethescopeofthischapter.Forpresentpurposes,Iassumethat fermionsandbosonscanbeindividuatedbyacombinationofinvariantsandobservables(Castellani 1998).

accordingtotheStandardModelofparticlephysics,thepropertiesandinteractionsoffermionsandbosonsconstitutivelyexplainallphysicalphenomena. Thatincludes,presumably,allhigher-levelphenomenasuchasbrainstatescausingvoluntaryaction.TheStandardModelisbyfarthemostsuccessfulandwellconfirmedscientifictheoryeverdevised.That’simpressive.Thus, metaphysical atomism reducinghigherlevelsofbeingtofundamentalphysicalparticlesand theirproperties seemslikeagoodreductionistoption.Butagain,ontological fundamentalitydoesnot follow fromphysicalfundamentality.

Anotherpopularreductionistoptionistopickthewholeuniverseasthe fundamentalontologicallevel,towhicheverythingelsereduces(Schaffer2010). Ifwelookatthehistoryofphilosophy,this monistic solutionmaybemorepopular thanatomism.Oneadvantageofmonismisthat,bydefinition,theuniverse includeseverythingwithinitself allobjectsandproperties.Ifwetaketheuniversetobeontologicallyfundamentalandreduceeverythingelseto it,surelywe arenotleavinganythingout.

Anothermetaphysicaladvantageofmonismisthatitislesssubjecttothe vagariesofphysicaltheorythanmetaphysicalatomism.Somephysicistshopeto replacetheStandardModelwithsomethingevenmorephysicallyfundamental, whichwillunifyallphysicalforces.Toperformthisunification,theoretical physicistsexplorethepossibilitythatthereareentitiesevenmorephysically fundamentalthanfermionsandbosons.Iftherearesuchfundamentalphysical entities,thenperhapseverythingreducesto them.Butwhatiftherearenotrue atoms noindivisiblephysicalentities?Whatifeveryphysicalentityhassmaller andsmallerpartsallthewaydown?Thisseemstomakereductionimpossible,for lackofareductionbase.Monism theviewthateverythingreducestothewhole universe doesnotseemtofacethissortofrisk(cf.Schaffer2010).

Still,monismshareswithatomismtheproblemthatpickinganylevelasa reductionbaseseemsarbitrary.Asidefromthepuzzleofcausalexclusion,it’sunclear whyanylevelshouldbemoreontologicallyfundamentalthananyother.Andthe puzzleofcausalexclusionisentirelyneutralonwhichlevelismorefundamental.It couldbethewholeuniverse,theleveloffermionsandbosons,thelevelofbrainsand othermid-sizeobjects,thelevelofmolecules(cf.Bickle2003),oranylevelin between.Inadditiontothisarbitrariness, reductionismseemstobestuckwithlack oftestability:evenifthereisafundamentallevel,it’sunclearhowto findit.

Anotherdrawbackisthatreductionismgivestheimpressionthatsomesciences aremoreimportantthanothers.Specifically,whicheverscienceinvestigatesthe fundamentallevel thegenuinecauses seemstohaveanedgeovertheother sciences.Afterall,othersciencesarejuststudyingstuffwhosecausalpowers dependonreducingittothefundamentalstuff.Humannaturebeingwhatitis, manypeopledon’tlikethattheirfavoritesubjectmatter,towhichtheydevote theirworkinghours,isjustderivativeonsomethingmorefundamental,whichis studiedbysomeoneelse.Plus,ifeverythingreducestothefundamentallevel,so

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