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e Collected Courses of the Academy of European Law

Series Editors: Professor Nehal Bhuta

Professor Claire Kilpatrick

Professor Joanne Scott

European University Institute, Florence

Assistant Editors: Anny Bremner and Joyce Davies

European University Institute, Florence

VOLUME XXVII/1

EU Law Beyond EU Borders

e Extraterritorial Reach of EU Law

e Collected Courses of the Academy of European Law

Each year the Academy of European Law in Florence, Italy, invites a group of outstanding lecturers to teach at its summer courses on Human Rights Law and the Law of the European Union. A ‘general course’ is given in each of the two elds by a distinguished scholar or practitioner, who examines the eld as a whole through a particular thematic, conceptual, or philosophical lens, or looks at a theme in the context of the overall body of law. In addition, a series of ‘specialized courses’ brings together a group of highly quali ed scholars to explore and analyse a speci c theme in relation to human rights law and EU law. e Academy’s mission, to produce scholarly analyses which are at the cutting edge of the two elds, is achieved through publication of this series, the Collected Courses of the Academy of European Law.

EU Law Beyond EU Borders

e Extraterritorial Reach of EU Law

1

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n = footnote.

Table of Cases

CJEU CASES (in number order)

C-10/61, Commission v. Italy (ECLI:EU:C:1962:2)

C-48/69, Imperial Chemical Industries v. Commission (ECLI:EU:C:1972:70)

C-52/69, Geigy v. Commission (ECLI:EU:C:1972:73)

C-11/70, Internationale Handelsgesellschaft (ECLI:EU:C:1970:114)

C-22/70, Commission v. Council (AETR/ERTA) (ECLI:EU:C:1971:32)

C-89, 104, 114, 116, 117 and 125 to 129/85, Ahlström Osakeyhtiö v. Commission (ECLI:EU:C:1988:447) .

C-6/90 and 9/90, Francovich and Bonifaci (ECLI:EU:C:1991:428)

C-286/90, Anklagemyndigheden v. Peter Michael Poulsen and Diva Navigation Corp (ECLI:EU:C:1992:453)

Opinion 1/91 (ECLI:EU:C:1991:490)

C-149/96, Portugal v. Council (ECLI:EU:C:1999:574)

C-162/96, Racke (ECLI:EU:C:1998:293)

C-306/96, Javico International and Javico AG v. Yves Saint Laurent Parfums SA (YSLP) (ECLI:EU:C:1998:173)

C-452/01, Ospelt (ECLI:EU:C:2003:493)

C-224/02, Pusa (ECLI:EU:C:2004:273)

C-289/04, Showa Denko KK v. Commission (ECLI:EU:C:2006:431)

C-402/05 P and C-415/05 P, Kadi and Al Barakaat International Foundation v. Council and Commission (Kadi I) (ECLI:EU:C:2008:461) .

C-308/06, R. ex Parte Intertanko v. Secretary of State for Transport (ECLI:EU:C:2008:312)

C-386/08, Brita (ECLI:EU:C:2010:91)

n

.98n

.90n

.186n

. . .70n, 74, 76n, 79, 80n, 81, 81n, 109n, 121n

.16n, 35n

.81n

C-533/08, TNT Express Nederland BV v. AXA Versicherung AG (ECLI:EU:C:2010:243)

C-324/09, L’Oreal v. Ebay (ECLI:EU:C:2011:474) .

C-446/09 and C-495/09, Koninklijke Philips Electronics NV v. Lucheng Meijing Industrial Company Ltd and others and Nokia Corporation v. Her Majesty’s Commissioners of Revenue and Customs (ECLI:EU:C:2011:796)

Opinion 1/09 on the European and Community Patents Court (ECLI:EU:C:2011:123) .

C-130/10, European Parliament v. Council (ECLI:EU:C:2012:472)

.15n

.35n,

C-366/10, Air Transportation Association of America v. Secretary of State for Energy and Climate Change (ATAA) (ECLI:EU:C:2011:864) 11, 11n, 15, 15n,

C-584/10 P, European Commission and others v. Yassin Abdullah Kadi (Kadi II) (ECLI:EU:C:2013:518) .

C-617/10, Åkerberg Fransson (ECLI:EU:C:2013:105) .

C-431/11, United Kingdom v. Council (ECLI:EU:C:2013:589) .

.15n

.74n

.122n

91, 91n C-131/12, Google Spain SL and Google Inc. v. Agencia Española de Protección de Datos (AEPD) and Mario Costeja González (ECLI:EU:C:2014:317) .

C-293/12 and C-594/12, Digital Rights Ireland and Seitlinger (ECLI:EU:C:2014:238) .

C-81/13, United Kingdom v. Council (ECLI:EU:C:2014:2449)

C-209/13, United Kingdom v. Council (ECLI:EU:C:2014:283) .

.122n

.92n

C-424/13, Zuchtvieh-Export GmbH v. Stadt Kempten (ECLI:EU:C:2015:259) 11, 11n, 12, 36n, 37, 38

C-507/13, United Kingdom v. European Parliament and Council (ECLI:EU:C:2014:2481) . . . . .35n Opinion 2/13 (ECLI:EU:C:2014:2454) .

C-230/14, Weltimmo (ECLI:EU:C:2015:639) .

. . 65n, 79, 80, 80n, 110, 121n

C-231/14 P, InnoLux Corporation v. Commission (ECLI:EU:C:2015:451) . .

.128n

. . .187n

C-263/14, European Parliament v. Council (ECLI:EU:C:2016:435) . . . . . . . . . .16n, 65n, 74n, 76n

C-362/14, Maximillian Schrems v. Data Protection Commissioner (ECLI:EU:C:2015:650) . .

. . 5, 12n, 16, 37n, 75, 75n, 106n, 121n, 122, 123, 124n, 129, 135, 136, 137, 139, 142, 143

C-362/14, Schrems - Opinion of Advocate General Bot (ECLI:EU:C:2015:627) . . . . . . . .143n, 144

C-413/14 P, Intel Corporation Inc. v. Commission (ECLI:EU:C:2017:632) 11, 12n, 35n, 37n, 182n, 183, 186

C-592/14, European Federation of Cosmetics Ingredients (ECLI:EU:C:2016:703) . . . .35n, 37n, 38

C-599/14 P, Council v. LTTE (Tamil Tigers) (ECLI:EU:C:2016:723) .

C-8/15 P to C-10/15 P, Ledra Advertising v. Commission and European Central Bank (ECLI:EU:C:2016:701) . .

C-160/15, GS Media BV (ECLI:EU:C:2016:644)

.108n

.122n

C-203/15 and C-698/15, Tele2 Sverige and Watson and others (ECLI:EU:C:2016:970) . . .75n, 122n Opinion 1/15, Opinion of AG Mengozzi (ECLI:EU:C:2016:656)

.101n, 143, 144 Opinion 1/15, Draft Agreement between Canada and the European Union—Transfer of Passenger Name Record data from the European Union to Canada (ECLI:EU:C:2017:592) .

. 5, 16n, 71n, 74, 75n, 81n, 86, 101n, 108, 122n, 143n Opinion 2/15 (ECLI:EU:C:2017:376) .

C-104/16 P, Council v. Front Polisario, Opinion of AG Wathelet (ECLI:EU:C:2016:677) . . .

n,

.67n

n

C-104/16 P, Council v. Front Polisario, Judgment (ECLI:EU:C:2016:973) . . . 75n, 76n, 78n, 86, 110

C-266/16, Western Sahara Campaign UK (ECLI:EU:C:2018:118) .

C-208/17 P, NF v. European Council (ECLI:EU:C:2018:705)

. . . . . 17n, 68n, 70n, 78n,

.223n

C-507/17, Request for a preliminary ruling from the Conseil d’État (France) lodged on 21 August 2017—Google Inc. v. Commission nationale de l’informatique et des libertés (CNIL) 2017 OJ C 347/22

GENERAL COURT CASES (in number order)

T-115/94, Opel Austria (ECLI:EU:T:1997:3)

T-102/96, Gencor Ltd v. Commission (ECLI:EU:T:1999:65)

T-210/01, General Electric Company v. Commission (ECLI:EU:T:2005:456)

T-512/12, Front Populaire Pour la Liberation De la Saguia-elhamra et Du Rio De Oro (Front Polisario) v. Council (ECLI:EU:T:2015:953)

T-192/16, NF v. European Council (ECLI:EU:T:2017:128)

NATIONAL AND INTERNATIONAL CASES

European Court of Human Rights

Hirsi Jamaa v. Italy, Appl. no. 27765/09, Judgment of 23 February 2012 ECtHR . .

International Court of Justice

East Timor, (Portugal v. Australia), Judgment, ICJ Reports 1995

Ireland

Schrems v. Data Protection Commissioner [2014] IEHC 310 No. 2013 765 JR: 18/06/2014, High Court . .

Republic of South Africa

Minister of Economic Development and Others v. Competition Tribunal and Others, South African Commercial, Catering and Allied Workers Union (SACCAWU) v. Wal-Mart Stores Inc. and Another (110/ CAC/Jul11, 111/CAC/Jun11) [2012] ZACAC 2 (9 March 2012)

USA

Atkins v. Virginia, 536 US 304 (2002) US Supreme Court

F. Ho mann La Roche et al v. Empagram, 542 US 155 (2004)

Hartford Fire Insurance Co. v. California, 509 US 764 (1993)

Morrison v. National Australia Bank Ltd, 561 US 247 (2010)

Motorola Mobility v. AU Optronics, 775 F 3d 816 (7th Cir 2015)

Roper v. Simmons, 2004 WL 1619203, US Supreme Court

n = footnote

Table of Legislation

EUROPEAN LEGISLATION

Treaties and Conventions (in alphabetical order)

Charter of Fundamental Rights of the European Union 2000 13, 16, 17n, 71, 76, 77, 81, 84, 86, 87, 109n, 113, 121, 145

Art 2 82, 84

Art 8 . . .

Art 19(2) .

Art 47 .

Art 52(3) .

Art 21(1) . . . . . . . . . 66n, 120n, 122n, 135n

Art 21(2) .

Art 21(2)(a) . . .

Art 21(2)(d) . .

Art 21(2)(h) . . . . . . .

Art 21(3) . .

Art 26(1) .

Art 37 . . .

75

84n

122

80n

Convention implementing the Schengen Agreement of 14 June 1985 between the Governments of the States of the Benelux Economic Union, the Federal Republic of Germany and the French Republic on the gradual abolition of checks at their common borders, OJ 2000

L 239/19 .

Art 2(2) . .

Art 26

200n

201n

200n

EEC/EC Treaty (Rome Treaty 1958, superseded by TFEU) 66, 70, 80n, 81, 91, 92, 101, 102

Protocol (No 33) on protection and welfare of animals annexed to the Treaty establishing the European Community 1997, OJ 2006 C 321/314 .

Treaty of Amsterdam 1997, OJ 1997 C 340/1

. 71, 135n

. 135n

19n, 141n

. 66n

120n

117n

93

Art 42(1) .

Art 49

Treaty on the Functioning of the European Union 2007, OJ 2012 C 326/47

Title IV

Art 2(2)

Art 3

Art 4(1)

Art 4 (2)

Art 11

Art 16

Art 18

Art 19

Art 19

119n

94

.43, 113n, 121

n

118

118n

118

43n

75, 113

90

71n

71n

Art 21 73, 90

Art 21(1)

66n

Art 48 91, 92

Art 54 . .

Art 67(3) .

36n, 43n

200n

Treaty of Lisbon 2007, OJ 2007 C 306/1 102, 113, 121, 145

Treaty on European Union 2009, OJ 2012 C 326/13

Title I

23n

101n

Art 79 91, 95n

Art 79(2)(b) .

Art 95

Art 101 . .

Art 102

Art 114

120, 121, 135, 141

93

Art 2 16, 71, 120n, 122, 135

Art 3(1) . .

120n

Art 3(5) 2, 16, 65, 68, 69, 70, 71, 78, 100, 120n, 135n

Art 4

Art 4(2) . .

Art 4(3) .

Art 6(1) . . .

Art 6(3) .

142

100n

118n

. 74, 80n, 113n, 122n

80n

Art 8 87, 93, 94

Art 21 2, 16, 19, 20, 69, 100

Art 133

Art 179

Art 181a

Art 191

Art 191(4) .

Art 216(1)

Art 216(2)

91, 92

103n

182

182

71n

103n

102n

102n

43n

43n

101n

81n

Art 217 91, 92, 93

Art 218(3) 118n, 119

Art 218(11) .

Art 344

Protocol 21

Protocol 22 .

.16n, 65n, 144

93n

91

91

Directives (in chronological order)

Table of Legislation

Directive 95/46/EC of 24 October 1995 on the protection of individuals with regard to the processing of personal data and on the free movement of such data, OJ 1995

L 281/31 . .

Art 4 . .

Art 16

Art 17 .

Art 25 . .

Art 25(1) .

Art 26(2) .

Art 28(6) .

. 39, 118, 126

125n, 128n

132n

132n

21n

37

125

128n

Directive 1999/93/EC of 13 December 1999 on a Community framework for electronic signatures, OJ 2000 L 13/12 . . . . 119n, 121n

Directive 2000/31/EC of 8 June 2000 on certain legal aspects of information society services, in particular electronic commerce, in the Internal Market (Directive on electronic commerce), OJ 2000 L 178/1 . . . .121, 127

Directive 2001/51/EC of 28 June 2001 supplementing the provisions of Article 26 of the Convention implementing the Schengen Agreement of 14 June 1985, OJ 2001 L 187/45 .

200n

Directive 2001/83/EC of 6 November 2001 on the Community code relating to medicinal products for human use, OJ 2001 L 311/67

Annex I(8)

Directive 2002/90/EC of 28 November 2002 de ning the facilitation of unauthorised entry, transit and residence, OJ 2002 L 328/17 .

30n

200n

Directive 2003/87/EC of 13 October 2003 establishing a scheme for greenhouse gas emission allowance trading within the Community and amending Council Directive 96/61/EC, OJ 2003 L 275/32 .

Art 11b(6)

44

44

Directive 2004/38/EC of 29 April 2004 on the right of citizens of the Union and their family members to move and reside freely within the territory of the Member States amending Regulation (EEC) No 1612/68 and repealing Directives 64/221/EEC, 68/360/EEC, 72/194/EEC, 73/148/EEC, 75/34/EEC, 75/35/EEC, 90/364/EEC, 90/365/EEC and 93/96/EEC, OJ 2004 L 158/77 .

Art 7 .

Directive 2005/35/EC of 7 September 2005 on ship-source pollution and on the

introduction of penalties for infringements, OJ 2005 L255/11 . . .

90

90

35n

Directive 2008/101/EC of 19 November 2008 amending Directive 2003/87 so as to include aviation activities in the scheme for greenhouse gas emissions allowance trading within the Community, OJ 2009 L 8/3 .

Art 25a

21n, 28, 33n, 44, 62

28n, 45, 57n

Directive 2008/115/EC of 16 December 2008 on common standards and procedures in member states for returning illegally staying third-country nationals, OJ 2008 L 348/98

200n

Directive 2009/28/EC of 23 April 2009 on the promotion of the use of energy from renewable sources and amending and subsequently repealing Directives 2001/77/EC and 2003/30/EC, OJ 2009 L 140/16

Arts 17–20

44

44

Directive 2009/30/EC of 23 April 2009 as regards the speci cation of petrol, diesel and gas-oil and introducing a mechanism to monitor and reduce greenhouse gas emissions, OJ 2009 L 140/88

Art 7a 31n, 44, 62n

Art 7b

44

Directive 2010/76/EU of 24 November 2010 amending Directives 2006/48/EC and 2006/49/EC as regards capital requirements for the trading book and for re-securitisations, and the supervisory review of remuneration policies, (CRD III), OJ 2010 L 329/3

157n

Directive 2011/36/EU of 5 April 2011 on preventing and combating tra cking in human beings and protecting its victims, and replacing Council Framework Decision 2002/629/JHA, OJ 2011 L 101/1

Art 10(1)

22n

Directive 2011/61/EU of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010, OJ 2011 L 174/1 22n, 157n

Directive 2012/19/EU of 4 July 2012 on waste electrical and electronic equipment (WEEE), OJ 2012 L 197/38

44

Directive 2013/32/EU of 26 June 2013 on common procedures for granting and withdrawing international protection

(Asylum Procedures Directive), OJ 2013 L 180/60 .

Art 38

224n

224n

Directive 2013/36/EU of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment rms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC, (CRD IV), OJ 2013 L 176/338

Art 92 .

Art 94

Art 97

Art 104

23n

Directive 2014/59/EU of 15 May 2014 establishing a framework for the recovery and resolution of credit institutions and investment rms and amending Council Directive 82/891/EEC, and Directives 2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and 2013/36/EU, and Regulations (EU) No 1093/2010 and (EU) No 648/2012, of the European Parliament and of the Council, OJ 2014 L 173/190 .

Arts 56–58 .

171n

171n

Directive 2015/849/EU of 20 May 2015 on the prevention of the use of the nancial system for the purposes of money laundering or terrorist nancing, amending Regulation (EU) No 648/2012 of the European Parliament and of the Council, and repealing Directive 2005/60/EC of the European Parliament and of the Council and Commission Directive 2006/70/EC, (Fourth Money Laundering Directive (MLD4)), OJ 2015 L 141/73 23n

Preamble

Recital 4

Recital 43

Art 9

Art 18

Arts 40–44

Art 45

Directive 2016/681/EU of 27 April 2016 on the use of passenger name record (PNR) data for the prevention, detection, investigation and prosecution of terrorist o ences and serious crime, OJ 2016 L 119/132 .

108n

Regulations (in chronological order)

Regulation 3254/91/EEC of 4 November 1991 prohibiting the use of leghold traps in the Community and the introduction into the Community of pelts and manufactured goods of certain wild animal species originating in countries which catch them by means of leghold traps or trapping methods which do not meet international humane trapping standards, OJ 1991

L 308/1 .

44

Regulation 1/2003/EC of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty, OJ 2003 L 1/1

Art 12 .

.188n, 193n

Regulation 139/2004/EC of 20 January 2004 on the control of concentrations between undertakings, OJ 2004 L 24/1

Art 1

Regulation 854/2004/EC of 29 April 2004 laying down speci c rules for the organisation of o cial controls on products of animal origin intended for human consumption, OJ 2004

L 226/83

Art 5

175n

41n

21n

Regulation 2007/2004/EC of 26 October 2004 establishing a European Agency for the Management of Operational Cooperation at the External Borders of the member states of the European Union, (Frontex Regulation), OJ 2004 L 349/1

.201n, 212, 214

Art 1

Art 1(2)

Art 3

Art 4

Art 9

Art 14

214n

Regulation 1/2005/EC of 22 December 2004 on the protection of animals during transport and related operations and amending Directives 64/432/EEC and 93/119/EC and Regulation (EC) No 1255/97, OJ 2005 L 3/1

Regulation 1236/2005/EC of 27 June 2005 concerning trade in certain goods which could be used for capital punishment, torture or other cruel, inhuman or degrading treatment or punishment, OJ 2005 L 200/1

Art 3

Art 4

44

84n

30n

30n

Regulation 2011/2005/EC of 8 December 2005 on the establishment of a Community list of air carriers subject to an operating ban within the Community and on informing air transport passengers of the identity of the operating air carrier, OJ 2005 L 322/17 . . . . . . 21n, 41n

Regulation 2173/2005/EC of 20 December 2005 on the establishment of a FLEGT licensing scheme for imports of timber into the European Community, OJ 2005 L 347/1

Regulation 562/2006/EC of 15 March 2006 establishing a Community Code on the rules governing the movement of persons across borders (Schengen Borders Code), OJ 2006 L 105/1 .

Art 23

Art 25 .

Art 26

Art 26a

44

Regulation 1060/2009/EC of 16 September 2009 on credit rating agencies, OJ 2009 L 302/1 . .

Art 6b .

Art 35b .

Regulation 1099/2009/EC of 24 September 2009 on the protection of animals at the time of killing, OJ 2009

157n

157n

157n

.201n, 215n

n

n

n

215n

Regulation 1013/2006/EC of 14 June 2006 on shipments of waste, OJ 2006 L 190/1 44, 47n

Regulation 864/2007/EC of 11 July 2007 on the law applicable to non-contractual obligations (Rome II Regulation), OJ 2007 L 199/40

Art 4(1)

Art 79(1)

58n

58n

Regulation 1005/2008/EC of 29 September 2008 establishing a Community system to prevent, deter and eliminate illegal, unreported and unregulated shing, OJ 2008 L 286/1 . . . . . . . 28, 33n, 44, 47n

Art 12

Art 18(1)(g)

27n

28n

Art 31(3) 28n, 33n

Arts 31–38

Arts 32–33

Regulation 391/2009/EC of 23 April 2009 on common rules and standards for ship inspection and survey organisations, OJ 2009 L 131/11 . .

Art 2(c) . .

Art 2(d) . .

Art 3 .

Art 4(3) .

Art 9(2) .

Annex I(A)(6) .

46n

28n

. .14n, 25, 25n, 26, 33n

26n

26n

26n

26n

26n

26n

L 303/1 . . . . . . . . . . . . . . 24n, 25, 30, 44

Art 12

Regulation 1223/2009/EC of 30 November 2009 on cosmetic products, OJ 2009 L 342/59

Regulation 439/2010/EU of 19 May 2010 establishing a European Asylum Support O ce, OJ 2010 L 132/11

Art 8

Regulation 1007/2009/EC of 16 September

2009 on trade in seal products, OJ 2009

L 286/36

Art 3 .

Art 3(1) .

.18n, 40, 44, 89

18n

41n

24

44

201n

Regulation 995/2010/EU of 20 October 2010 laying down the obligations of operators who place timber and timber products on the market, OJ 2010 L 295/23 . . . . . . . 44

Art 3

Regulation 1231/2010/EU of 24 November 2010 extending Regulation (EC) No 883/2004 and Regulation (EC) No 987/2009 to nationals of third countries who are not already covered by these Regulations solely on the ground of their nationality, OJ 2010 L344/1

46n

91, 91n, 92

Regulation 1168/2011/EU of 25 October 2011 amending Council Regulation (EC) No 2007/2004 establishing a European Agency for the Management of Operational Cooperation at the External Borders of the Member States of the European Union, OJ 2011 L 304/1

Art 4

Art 9(1) .

213n, 214

213n

213n

Regulation 648/2012/EU of 4 July 2012 on OTC derivatives, central counterparties and trade repositories (EMIR), OJ 2012 L 201/1 . . . . . 27, 27n, 166, 166n, 167, 169n

Art 4 27n, 166

Art 4(1)(a)(iv) .

Art 4(1)(a)(v) .

Art 9

Art 11(2)

Art 22

Art 25

Art 25(1)

Art 25(2)

Art 25(2)(d)

Art 25(6)

Art 75

24n

24n

n

167n

n

n

33n

167n

n

Regulation 978/2012/EU of 25 October 2012 applying a scheme of generalised tari preferences, OJ 2012 L 303/1 . . . . . . . 71n

Regulation 1026/2012/EU of 25 October 2012 on certain measures for the purpose of the conservation of sh stocks in relation to countries allowing non-sustainable shing, OJ 2012 L 316/34 44, 46n

Recital 5

Art 5(4) .

Art 7(4) .

Art 6(2) . .

Regulation 231/2014/EU of 11 March 2014 establishing an Instrument for Preaccession Assistance (IPA II) OJ 2014 L 77/11

Preamble

Recital 6 .

60n

59n

59n

Regulation 462/2013/EU of 21 May 2013 amending Regulation (EC) No 1060/2009 on credit rating agencies, OJ 2013 L 146/1

157n

Regulation 575/2013/EU of 26 June 2013 on prudential requirements for credit institutions and investment rms and amending Regulation (EU) No 648/2012, OJ 2013 L 176/1

Art 1 .

61n

94n

94n

Regulation 235/2014/EU of 11 March 2014 establishing a nancing instrument for democracy and human rights worldwide, OJ 2014 L 77/85

Art 2(1)(b)(i) .

. 83n

Regulation 536/2014/EU of 16 April 2014 on clinical trials on medicinal products for human use, OJ 2014 L 158/1

Art 2(2) .

155n

Regulation 603/2013/EU of 26 June 2013 establishing Eurodac for the comparison of ngerprints, OJ 2013 L 180/1 . . . . . 201n

30n

Regulation 600/2014/EU of 15 May 2014 on markets in nancial instruments and amending Regulation (EU) No 648/2012, OJ 2014, L 173/84

Recital 36

Art 36(4)

29n

29n

Regulation 2015/757/EU of 29 April 2015 on the monitoring, reporting and veri cation of carbon dioxide emissions from maritime transport, and amending Directive 2009/16/EC, OJ 2015 L 123/55

. 43

. . 201n

Regulation 604/2013/EU of 26 June 2013 establishing the criteria and mechanisms for determining the member state responsible for examining an application for international protection lodged in one of the member states, OJ 2013 L 180/31 .

Implementing Regulation 793/2013/EU of 20 August 2013 establishing measures in respect of the Faeroe Islands to ensure the conservation of the Atlanto-Scandian herring stock, OJ 2013 L223/1

Recital 21 . .

Recital 24

Recital 26

Art 5 .

59n

60n

59n

59n

Regulation 1051/2013/EU of 22 October 2013 amending Regulation (EC) No 562/2006 in order to provide for common rules on the temporary reintroduction of border control at internal borders in exceptional circumstances, OJ 2013 L 295/1 . . . . 215n

Regulation 1053/2013/EU of 7 October 2013 establishing an evaluation and monitoring mechanism to verify the application of the Schengen acquis, OJ 2013 L 295/27 .

215n

Regulation 1257/2013/EU of 20 November 2013 on ship recycling and amending Regulation (EC) No 1013/2006 and Directive 2009/16/EC, OJ 2013 L 330/1 14n, 44

Regulation 2015/847/EU of 20 May 2015 on information accompanying transfers of funds, OJ 2015 L 141/1

Art 24

104n

105n

Implementing Regulation 2015/1998/EU of 5 November 2015 laying down detailed measures for the implementation of common basic standards on aviation security, OJ 2009 L 299/1 . .

13n

Regulation 2016/399/EU of 9 March 2016 on a Union Code on the rules governing the movement of persons across borders (Schengen Borders Code), OJ 2016 L 77/1

Art 25

Art 27

Art 28

Art 29

Art 30

n

n

215n

215n

Regulation 2016/679/EU of 27 April 2016 on the protection of individuals with regard to the processing of personal data and on the free movement of such data (General Data Protection Regulation—GDPR), OJ 2016 L 119/1 . . . . . 5, 37n, 118n, 119, 124, 126, 128, 129, 132, 134–7, 139 Recital 102

Ch V

118n

121

Regulation (cont.)

Art 3(2) .

Art 40(3) .

Art 42(2) .

Art 44

129n

126n

126n

121

Art 45 21n, 124

Art 45(3) . . . .

Art 46 .

Art 47 . .

. . 139n

. 125

125

Art 48 134, 139n

Art 49

Art 50(d) . .

125n

. 141

Regulation 2016/1624/EU of 14 September 2016 on the European Border and Coast Guard, OJ 2016 L 251/1 . . 213n, 214, 216

Recital 11 .

Art 3 .

Art 4 . . .

Art 5 .

Art 6 . .

Art 9(2)

Art 13

Art 14

Art 19(10)

Art 27

Art 28

Art 54

Art 55

213n

213n

213n

213n

213n

UN Security Council Resolution 1816 (2008) . . . .

UN Security Council Resolution 1822 (2008) .

UN Security Council Resolution 1904 (2009)

85n

106n

106n

European Parliament Resolution of 25 November 2010 on human rights and social and environmental standards in international trade agreements, OJ 2012 C 99E

73n

UN General Assembly Resolution 67/176 on a Moratorium on the use of the death penalty, 20 December 2012, A/RES/67/176

European Parliament Resolution on a new forward-looking and innovative future strategy for trade and investment, A8-0220/2016

73n

Decisions (in chronological order)

n

Regulation 2017/2401/EU of 12 December 2017 amending Regulation (EU) No 575/2013 on prudential requirements for credit institutions and investment rms, OJ 2017 L 347/1

150n

Regulation 2017/2402/EU of 12 December 2017 laying down a general framework for securitisation and creating a speci c framework for simple, transparent and standardised securitisation, and amending Directives 2009/65/EC, 2009/138/EC and 2011/61/EU and Regulations (EC) No 1060/2009 and (EU) No 648/2012, OJ 2017 L 347/35

Resolutions (in chronological order)

UN Security Council Resolution 1267 (1999) .

UN Security Council Resolution 1373 (2001)

150n

UN General Assembly Resolution 60/28 of 8 September 2006

106n

UN General Assembly Resolution 62/149 on a Moratorium on the use of the death penalty, 18 December 2007, rea rmed the following year in Resolution 63/168 . . . . 83

Commission Decision 97/26/EC of 24 April 1996 declaring a concentration to be incompatible with the common market and the functioning of the EEA Agreement (Case No IV/M.619 - Gencor/Lonrho), OJ 1997 L 11/30

175n

Commission Decision 97/816/EC of 30 July 1997 declaring a concentration compatible with the common market and the functioning of the EEA Agreement (Case No IV/M.877 - Boeing/McDonnell Douglas), OJ 1997 L 336/16 . . . . . . 176n

Commission Decision 99/287/EC of 8 July 1998 declaring a concentration to be compatible with the common market and the functioning of the EEA Agreement (Case IV/M.1069 - WorldCom/MCI) (noti ed under document number C (1998) 1887), OJ 1999 L 116/1 . . . . 179n Decision of the Schengen Executive Committee of 16 September 1998, OJ 2000 L 239/138

215n

Commission Decision of 3 July 2001 (Case No COMP/M.2220—General Electric/ Honeywell)

177n

Framework Decision 2001/500/JHA on money laundering, the identi cation, tracing, freezing, seizing and con scation of instrumentalities and the proceeds of crime, OJ 2001 L 182/1

105n

Council Decision 2001/748/EC of 16 October 2001 concerning the signing on behalf of the European Community of the United

Nations Protocol on the illicit manufacturing of and tra cking in rearms, their parts, components and ammunition, annexed to the Convention against transnational organised crime, OJ 2001

L 280/5

Council Framework Decision 2002/946/JHA on the facilitation of unauthorised entry, transit and residence, OJ 2002

L 328/1

103

Recital 5 . .

. 102n

Commission Decision of 24 January 2007 of relating to a proceeding under Article 81 of the EC Treaty and Article 53 of the EEA Agreement (Case COMP/F/38.899—Gas Insulated Switchgear), OJ 2008 C 5/7 .

186n

200n, 201

Commission Decision C (2003) 1731 of 30 June 2003 pursuant to Directive (EC) 95/46 of the European Parliament and of the Council on the adequate protection of personal data in Argentina, OJ 2003 L 168/19

Art 4

142n

Council Decision 2004/579/EC of 29 April 2004 on the conclusion, on behalf of the European Community, of the United Nations Convention Against Transnational Organised Crime, OJ 2004

L 261/69

102n

Commission Decision 2004/915/EC of 27 December 2004 amending Decision 2001/497/EC as regards the introduction of an alternative set of standard contractual clauses for the transfer of personal data to third countries, OJ 2004 L 385/74

Clause II(h) .

125n

Council Decision 2006/618/EC of 24 July 2006 on the conclusion, on behalf of the European Community, of the Protocol to Prevent, Suppress and Punish Tra cking in Persons, Especially Women And Children, supplementing the United Nations Convention Against Transnational Organised Crime concerning the provisions of the Protocol, in so far as the provisions of this Protocol fall within the scope of Articles 179 and 181a of the Treaty establishing the European Community, OJ 2006 L 262/44

102n

Council Decision 2006/619/EC of 24 July 2006 on the conclusion, on behalf of the European Community, of the Protocol to Prevent, Suppress and Punish Tra cking in Persons, Especially Women And Children, supplementing the United Nations Convention Against Transnational Organised Crime concerning the provisions of the Protocol, in so far as the provisions of the Protocol fall within the scope of Part III, Title IV of the Treaty establishing the European Community, OJ 2006 L 262/51 . .

102n

Council Framework Decision 2008/841/JHA on the ght against organised crime, OJ 2008 L 300/42 .

104n

Commission Decision of 13 May 2009 relating to a proceeding under Article 82 of the EC Treaty and Article 54 of the EEA Agreement, OJ 2009 C 227/13 . . . . . 182n

Commission Decision of 29/09/2009 declaring a concentration to be compatible with the common market (Case No COMP/M.5421PANASONIC / SANYO) according to Council Regulation (EC) No 139/2004, OJ 2009 C 322/13

179n

Council Decision of 26 November 2009 concerning the conclusion, by the European Community, of the United Nations Convention on the Rights of Persons with Disabilities, OJ 2010 L 23/35

Art 13

Art 95

71n

71n

Commission Decision 2010/87/EU of 5 February 2010 on standard contractual clauses for the transfer of personal data to processors established in third countries under Directive 95/46/EC of the European Parliament and of the Council, OJ 2010 L 39/5

Clause 5(a) .

Clause 5(d)(i) .

Clause 5(e)

Art 1(e).

Commission Decision of 26 January 2011 (Case No COMP/M.5984—Intel/ McAfee)

125n

125n

125n

132n

179n

Commission Decision 2011/61 of 31 January 2011 pursuant to Directive 95/46/EC of the European Parliament and of the Council on the adequate protection of personal data by the State of Israel with regard to automated processing of personal data, OJ 2011 L 27/39 . . . . 133n

Council Decision 2011/640/CFSP of 12 July 2011 on the signing and conclusion of the Agreement between the European Union and the Republic of Mauritius on the conditions of transfer of suspected pirates and associated seized property from the European Union-led naval force to the

Council Decision (cont.)

Republic of Mauritius and on the conditions of suspected pirates after transfer, OJ 2011 L 254/1

Art 4 .

Art 5 .

85n

85

85

Commission Implementing Decision of 21 August 2012 pursuant to Directive 95/46/ EC of the European Parliament and of the Council on the adequate protection of personal data by the Eastern Republic of Uruguay with regard to automated processing of personal data, OJ 2012 L 227/11

Art 4 .

142n

Council Decision 2012/497, amending the existing association agreement between the EU and Morocco, thereby extending liberalization of trade in agricultural and sheries products, OJ 2012 L 241/2 75n

Commission Implementing Decision of 19 December 2012 pursuant to Directive 95/46/EC of the European Parliament and of the Council on the adequate protection of personal data by New Zealand, OJ 2013 L 28/12

126n

Council Decision 2013/233/CFSP of 22 May 2013 on the European Union Integrated Border Management Assistance Mission in Libya (EUBAM Libya), OJ 2013 L 138/15

219n

Commission Decision of 29 April 2014 relating to a proceeding under Article 102 of the Treaty on the functioning of the European Union and Article 54 of the EEA Agreement — (Case AT.39939 — Samsung — Enforcement of UMTS standard essential patents) (noti ed under document number C(2014) 2891 nal), OJ 2014 C 350/8

184n

Council Decision 2014/295/EU of 17 March 2014 on the signing, on behalf of the European Union, and provisional application of the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and Ukraine, of the other part, as regards the Preamble, Article 1, and Titles I, II and VII thereof, OJ 2014 L 161/1 .

. 95n

Council Decision 2014/668/EU of 23 June 2014 on the signing, on behalf of the European Union, and provisional

application of the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and Ukraine, of the other part, as regards Title III (with the exception of the provisions relating to the treatment of third-country nationals legally employed as workers in the territory of the other Party) and Titles IV, V, VI and VII thereof, as well as the related Annexes and Protocols, OJ 2014 L 278/1

95n

Council Decision 2014/669/EU of 23 June 2014 on the signing, on behalf of the European Union, of the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and Ukraine, of the other part, as regards the provisions relating to the treatment of third-country nationals legally employed as workers in the territory of the other party, OJ 2014 L 278/6

Council Decision 2014/691/EU of 29

95n

September 2014 amending Decision 2014/668/EU on the signing, on behalf of the European Union, and provisional application of the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and Ukraine, of the other part, as regards Title III (with the exception of the provisions relating to the treatment of third-country nationals legally employed as workers in the territory of the other Party) and Titles IV, V, VI and VII thereof, as well as the related Annexes and Protocols, OJ 2014 L 289/1

Council Decision 2015/778/CFSP of 18 May 2015 on a European Union military operation in the Southern Central Mediterranean (EUNAVFOR MED), OJ 2015 L 122/31 .

Council Decision 2015/1523/EU of 14

95n

219n

September 2015 establishing provisional measures in the area of international protection for the bene t of Italy and of Greece, OJ 2015 L 239/146 . . . . . . . 211n

Council Decision 2015/1601/EU of 22

September 2015 establishing provisional measures in the area of international

protection for the bene t of Italy and Greece, OJ 2015 L 248/80 . . . . . . . . 211n

Commission Decision C (2015) 7293 of 20 October 2015 on the establishment of a European Union Emergency Trust Fund for stability and addressing root causes of irregular migration and displaced persons in Africa .

218n

Commission Decision of 24 November 2015 on the Refugee Facility for Turkey, OJ 2015 C 407/8 .

223n

Council Decision 2016/123/EU of 26 October 2015 on the signing, on behalf of the European Union, and provisional application of the Enhanced Partnership and Cooperation Agreement between the European Union and its Member States, of the one part, and the Republic of Kazakhstan, of the other part, OJ 2016 L 29/1

Art 3 .

Article 54 of the EEA Agreement (Case AT.39740 — Google Search (Shopping)), OJ 2018 C 9/11 . .

184n

Council Implementing Decision 2017/246/EU of 7 February 2017 setting out a Recommendation for prolonging temporary internal border control in exceptional circumstances putting the overall functioning of the Schengen area at risk, OJ 2017 L 36/59 .

216n

Council Implementing Decision 2017/818/EU of 11 May 2017 setting out a Recommendation for prolonging temporary internal border control in exceptional circumstances putting the overall functioning of the Schengen area at risk, OJ 2107 L 122/73 .

216n

204n

Commission Implementing Decision 2016/377/ EU of 15 March 2016 on the equivalence of the regulatory framework of the United States of America for central counterparties that are authorised and supervised by the Commodity Futures Trading Commission to the requirements of Regulation (EU) No 648/2012 of the European Parliament and of the Council, OJ 2016 L 70/32 .

Art 1 .

167n

169n

European Ombudsman Decision in the joint inquiry into complaints 506-509-674-784927-1381/2016/MHZ against the European Commission concerning a human rights impact assessment in the context of the EU-Turkey Agreement. e General Court held on 28 February 2017 . . . . . 74n

Commission Decision C (2017) 6137 of 8 September 2017 on the signature of the EU Bangladesh Standard Operating Procedures for the Identi cation and Return of Persons without an Authorisation to Stay (Council doc. 12031/17, 21 September 2017)

Recital 2

226n

Council Implementing Decision 2016/894/EU of 12 May 2016 setting out a recommendation for temporary internal border control in exceptional circumstances putting the overall functioning of the Schengen area at risk, OJ 2016 L 151/8

Annex

216n

Council Implementing Decision (EU) 2016/1989 of 11 November 2016 setting out a recommendation for prolonging temporary internal border control in exceptional circumstances putting the overall functioning of the Schengen area at risk, OJ 2015 L 306/13 . .

216n

European Ombudsman Decision in case 1409/2014/MHZ on the European Commission’s failure to carry out a prior human rights impact assessment of the EU-Vietnam free trade agreement, 26 February 2016 . . . . . . . . . . . 20, 20n, 73n

Commission decision of 27 June 2017 relating to a proceeding under Article 102 of the Treaty on the Functioning of the European Union and

226n

Commission Implementing Decision 2018/684/ EU of 4 May 2018 amending Implementing Decision 2016/2323 to update the European List of ship recycling facilities pursuant to Regulation No 1257/2013, OJ 2018 L 116/47

Recital 4

Declarations, Guidelines and other Non-Binding Instruments

61n

Better Regulation Guidelines, Commission Sta Working Document, 19 May 2015, SWD (2015)111

73n

Commission Notice on Cooperation within the Network of Competition Authorities, OJ 2004 C 101/43 .

193n

Council conclusions on a rights-based approach to development cooperation, encompassing all human rights, Foreign A airs (Development) Council, 19 May 2014, Council doc. 10020/14

73

Declaration on Principles governing External Aspects of Migration Policy’, in Presidency Conclusions: European Council, Edinburgh, 12 December 1992

(document SN 456/1/92 REV 1) . . . 202n

Declaration, EUCO 7/11, Extraordinary European Council, 11 March 2011 . . 213n

EU-ASEAN Joint Declaration on Cooperation to Combat Terrorism of 28 January 2003

106

Guidelines on Freedom of Expression, adopted by the Foreign A airs Council on 12 May 2014

72n

Joint Declaration on a Mobility Partnership between the European Union and the Republic of Cape Verde, Council doc. 9460/08 ADD 2, (21 May 2008) 204n

Joint Declaration on a Mobility Partnership between the European Union and the Republic of Moldova, Council doc. 9460/08 ADD 1, (21 May 2008) . . . . 203n

Joint Declaration on a Mobility Partnership between the Republic of Azerbaijan and the European Union and its participating member states, Council doc 16399/2013 (26 November 2013) .

203n

72n

Guidelines on Human Rights Dialogues adopted by Economic and Financial A airs Council of 13 December 2001; updated Guidelines adopted 19 January 2009, Council doc. 16526/08

Guidelines on International Humanitarian Law, Council doc. 16841/09, 1 December 2009

72n

Guidelines on the Analysis of Human Rights Impacts in Impact Assessments for Trade-related Policy Initiatives, DG Trade, 2 July 2015, Tradoc 153591

73n

Guidelines on the Death Penalty, 12 April 2013, Council doc. 8416/13 82n, 83n

Impact Assessment Guidelines, European Commission, 15 January 2009 .

Joint Commission-EEAS Non-Paper on Enhancing Cooperation on Migration, Mobility and Readmission with Morocco, Council doc. 5949/16, 9

February 2016

Joint Commission-EEAS Non-Paper on Enhancing Cooperation on Migration, Mobility and Readmission with Tunisia, Council doc. 7408/16, 31 March 2016

18n

Joint Declaration on the Mobility Partnership between Tunisia and the European Union and its Member States, Council doc. 16371/13, 25 November 2013 . . . . . 218n

Mainstreaming human rights across CFSP and other EU policies, Council doc. 10076/06 .

219n

219n

Joint Declaration establishing a Mobility Partnership between the Kingdom of Morocco and the European Union and its Member States, Council doc. 6139/13 ADD 1, 3 June 2013

218n

Joint Declaration on a Mobility Partnership between the European Union and Georgia, Council doc. 16396/09 ADD 1, 20

November 2009

203n

Joint Declaration on a Mobility Partnership between the European Union and Armenia, Council doc 14963/2011 ADD 1, 11

October 2011

203n

Joint Declaration on a Mobility Partnership between the European Union and Jordan 2014, Council doc. 10055/14 REV 222n

. 72n

Strategic Guidelines on Freedom, Security and Justice, European Council, Council doc. EUCO 79/14, 26–27 June 2014 . . . . 101n

Draft Legislation and legal acts not yet in force

Comprehensive Convention on International Terrorism 2017

106

Proposal for a Directive of the European Parliament and of the Council on countering money laundering by criminal law, COM(2016) 826 nal, 21 December 2016

105n

Draft Articles on the Responsibility of States for Internationally Wrongful Acts, International Law Commission, 2001 . . . 54n Art 14

54n

n Art 16

Draft Joint Declaration on a Mobility Partnership between the Republic of Belarus and the European Union and its participating Member States, Council doc. 9393/1/15 (10 June 2015)

204n

Proposal for a Regulation amending Regulation 2016/399 as regards the rules applicable to the temporary reintroduction of border control at internal borders, COM(2017) 571, 27 September 2017

216n

Proposal for a Regulation of the European Parliament and of the Council amending Regulation (EU) No 1095/2010 establishing a European Supervisory Authority (European Securities and Markets Authority) and amending Regulation (EU)

172n

No 648/2012 as regards the procedures and authorities involved for the authorisation of CCPs and requirements for the recognition of third-country CCPs, COM/2017/0331 nal

Proposal for a Regulation of the European Parliament and of the Council concerning the respect for private life and the protection of personal data in electronic communications and repealing Directive 2002/58/EC, (ePrivacy Regulation proposal) COM(2017) 10 nal, 10 January 2017

Art 3(2)

.118n, 129, 138

138

Proposal for a Regulation of the European Parliament and of the Council on a framework for the recovery and resolution of central counterparties and amending Regulations (EU) No 1095/2010, (EU) No 648/2012, and (EU) 2015/2365, COM/2016/0856 nal

Art 37(10)

Arts 45–47

171n

171n

171n

INTERNATIONAL CONVENTIONS

Convention for the Protection of Individuals with regard to Automatic Processing of Personal Data, Strasbourg 1981, ETS 108 .

.119n, 132, 137

Convention on Cybercrime, Budapest 2001, ETS No. 185

127n

Convention on Laundering, Search, Seizure and Con scation of the Proceeds from Crime, Strasbourg 1990, CETS 141

103n

Convention on O ences and Certain Other Acts Committed on Board Aircraft, Tokyo 1963 .

Art 4(a) .

Art 4(b)

Art 4(c).

Art 4(d) .

Art 4(e) .

Convention on the Taking of Evidence Abroad in Civil or Commercial Matters, Hague 1970, 847 UNTS 231 . .

139n

Convention Relating to the Status of Refugees 1951 .

8, 9, 222, 224, 227

40

40n

40n

40n

40n

40n

Convention on the Control of Transboundary Movements of Hazardous Wastes and eir Disposal, Basel 1992

Convention on the Elimination of All Forms of Discrimination Against Women 1979 .

46n

71n

Convention on the Prevention and Punishment of the Crime of Genocide 1948 .

Convention on the Rights of the Child 1989 .

. 71n

71n

Convention on Laundering, Search, Seizure and Con scation of the Proceeds from Crime and on the Financing of Terrorism, Warsaw 2005, CETS 198

103n

European Convention on Human Rights and Fundamental Freedoms (1950) . . . . 9, 77n, 79, 97, 109n, 222, 224

Art 3

Protocol 13

84

82

International Convention for the Safe and Environmentally Sound Recycling of Ships, Hong Kong 2009

46n

International Convention for the Prevention of Pollution from Ships 1973 as modi ed by the Protocol of 1978 (MARPOL 73/78)

35n

International Convention on the Elimination of All Forms of Racial Discrimination 1965

71n

International Covenant on Civil and Political Rights, UNGA Resolution 2200A (XXI) 1966

Art 7

71n, 85

84

International Covenant on Economic Social and Cultural Rights 1966

UNCITRAL Model Law on Electronic Signatures 2001

71

120

United Nations Convention against Illicit Tra c in Narcotic Drugs and Psychotropic Substances, Vienna 1988 .

103

United Nations Convention against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment 1984 . . . 71n 84, 85

United Nations Convention against Transnational Organized Crime, Palermo 2000

102, 103n, 104, 105n, 106

Annex I

Annex II

Annex III

United Nations Convention on the Law of the Sea 1982

Art 18

Art 101

102

102

102

35n

59n

84n

United Nations Convention on the Use of Electronic Communications in International Contracts 2005, 2898 UNTS, Registration No. 50525

Art 17

Art 17(4) .

Art 21

120, 127

15n, 128n

128

128

United Nations Economic and Social Council Safeguards Guaranteeing Protection of Rights of those Facing the Death Penalty, ECOSOC Res. 1996/15, UN Doc

E/CN.15/1996/15 (1996)

United Nations Framework Convention on Climate Change 1992

Kyoto Protocol 2005

Paris Agreement 2016

without authorisation, OJ 2010

L 287/52 .

82n

16n

56n

204n

Agreement between the European Community and the Macao Special Administrative Region of the Peoples Republic of China on the readmission of persons residing without authorization, OJ 2004

L 143/99 .

2204n

United Nations Standard Minimum Rules for the Treatment of Prisoners (Mandela Rules) 2015

Universal Declaration of Human Rights 1948

Art 5

Vienna Convention on the Law of Treaties 1969 .

Art 29

Art 53

84

84

78n, 102, 103

78n

81n

World Intellectual Property Organization Copyright Treaty 1996, 2186 UNTS 121

World Intellectual Property Organization Performances and Phonograms Treaty 1996, 2186 UNTS 203

127n

127n

BILATERAL/TRILATERAL AGREEMENTS

Agreement between the European Community and Bosnia and Herzegovina on the readmission of persons residing without authorisation - Joint Declarations, OJ 2007 L 334/66

203n

Agreement between the European Community and the Democratic Socialist Republic of Sri Lanka on the readmission of persons residing without authorization, OJ 2005 L 124/41

204n

Agreement between the European Community and the former Yugoslav Republic of Macedonia on the readmission of persons residing without authorisation - Joint Declarations, OJ 2007 L 334/7 .

203n

Agreement between the European Community and the Government of the Hong Kong Special Administrative Region of the People’s Republic of China on the readmission of persons residing without authorization, OJ 2014 L 17/25 . . . . 204n

Agreement between the European Community and the Islamic Republic of Pakistan on the readmission of persons residing

Agreement between the European Community and the Republic of Albania on the readmission of persons residing without authorisation – Declarations, OJ 2005

L 124/22

203n

Agreement between the European Community and the Republic of Armenia on the readmission of persons residing without authorization, OJ 2013 L 289/13 . . . 203n

Agreement between the European Community and the Republic of Moldova on the readmission of persons residing without authorisation – Declarations, OJ 2007 L 334/149

203n

Agreement between the European Community and the Republic of Montenegro on the readmission of persons residing without authorisation - Joint Declarations, OJ 2007 L 334/26

203n

Agreement between the European Community and the Republic of Serbia on the readmission of persons residing without authorization, OJ 2007 L 334/46 . . . 203n

Agreement between the European Community and the Russian Federation on readmission - Joint Declarations, OJ 2007 L 129/40 203n

Agreement between the European Community and Ukraine on readmission of persons, OJ 2007 L 332/48

203n

Agreement between the European Union and the United States of America on the processing and transfer of Financial Messaging Data from the European Union to the United States for purposes of the Terrorist Finance Tracking Program (SWIFT Agreement), OJ 2010 L 8/11

108

Agreement between the European Union and the Central African Republic concerning detailed arrangements for the transfer to the Central African Republic of persons detained by the European Union military operation (EUFOR RCA) in the course of carrying out its mandate, and concerning the guarantees applicable to such persons, OJ 2014 L 251/3

85n

Agreement between the European Union and Georgia on the readmission of persons residing without authorisation, OJ 2011 L 52/47 .

203n

Agreement between the European Union and Montenegro on the participation of Montenegro in the European Union military operation to contribute to the deterrence, prevention and repression of acts of piracy and armed robbery o the Somali coast (Operation Atalanta), OJ 2010 L 88/3

Annex, Art 4

85n

2014 L 161/3 13, 88, 93, 94n, 95n, 99, 106, 203n

Preamble . . . . . . . . . . . . . . . 95, 96, 96n, 99

Title IV

Art 1

Art 2 . . . . . . . . . . . . . . .

Art 3

Art 4(3) . .

Art 17

Art 20

Art 256

Art 322(2) . . .

Art 463

98

95

96, 97n

96, 97

97n

95n

106

193n

98n

96n

Agreement between the European Union and the Republic of Azerbaijan on the readmission of persons residing without authorization, OJ 2014 L 128/17 .

Art 475(5)

Art 478

Annex XVII

203n

n

n

97n

Agreement between the European Union and the Republic of Cape Verde on the readmission of persons residing without authorization, OJ 2013 L 282/15 .

204n

Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and Republic of Moldova, of the other, OJ 2014 L 260/4

203n

Agreement between the European Union and the Republic of Turkey on the readmission of persons residing without authorization, OJ 2014 L 134/3

223n

Agreement between the European Union and the Swiss Confederation concerning cooperation on the application of their competition laws, OJ 2014 L 347/3

Arts 7–10 .

192n

Agreement between the Government of the United States of America and the Commission of the European Communities regarding the application of their competition laws, OJ 1995 L 95/47

Art II

Art III

Art III(4)

Art V .

Art VI

Art VIII

Agreement Between the Government of the United States of America and the Government of Australia on Mutual Antitrust Enforcement Assistance

1999 .

191n

191n

191n

192n

192n

191n

188

Agreement on Extradition between the United States and the European Union, OJ 2003

L 181/27

Art 13

84n

Association Agreement between the European Union and its Member States, of the one part, and Ukraine, of the other part, OJ

Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and Georgia, of the other part, OJ 2014 L 261/4

203n

Comprehensive and Enhanced Partnership Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and the Republic of Armenia, of the other part, OJ 2018 L 23/4

Art 14

Art 15

204n

204n

Cooperation Agreement for Partnership and Development between the European Union and its Member States, of the one part, and the Islamic Republic of Afghanistan, of the other part, OJ 2017 L 67/3 .

225n

Enhanced Partnership and Cooperation Agreement between the European Union and its Member States, of the one part, and the Republic of Kazakhstan, of the other part, OJ 2016 L 29/3

Art 238 . . .

204n

European Economic Area (EEA) Agreement, OJ 1994 L 1/3 88, 88n, 90, 92, 93, 98, 99, 100

Preamble

Recital 4

Art 6 .

Art 7

Arts 99–101

89

89

89, 97n

97, 97n, 98n

92n

European Economic Area (cont.)

Art 102(5) .

Art 105 .

Art 106 .

Protocol 35 .

Protocol 48 .

89n

89n

89n

98n

89n

Framework Agreement on Comprehensive Partnership and Cooperation between the European Union and its Member States, of the one part, and the Socialist Republic of Viet Nam, of the other part OJ 2016 L 329/8 . . .

74

Art 80

Art 81 .

Stabilisation and Association Agreement with Bosnia and Herzegovina, OJ 2015 L 164/2 .

Art 80

Art 81

Stabilisation and Association Agreement with Croatia, OJ 2005 L 26/3

203n

94n, 202

Stabilisation and Association Agreement with Kosovo OJ 2016 L 71/3

n

Framework Agreement on Partnership and Cooperation between the European Union and its Member States, of the one part, and the Republic of the Philippines, of the other part, OJ 2017 L 343/3

Art 2 . .

Art 10

106

n

Free Trade Agreement between the European Union and the Republic of Korea, OJ 2011 L 127/6

Art 7.24

Arts 11.4–11.15

n

193n

Stabilisation and Association Agreement with Albania, OJ 2009 L 107/166 .

202n

Arts 85–88

Stabilisation and Association Agreement with Macedonia, OJ 2004 L 84/13

Art 75

Art 76

Stabilisation and Association Agreement with Montenegro, OJ 2010 L 108/3

Art 82

Art 83

Stabilisation and Association Agreement with Serbia, OJ 2013 L 278/16

Art 82

Art 83

n

n

n

n

n

n

n

n

Notes on Contributors

Marise Cremona is Professor Emeritus at the European University Institute, Florence. She was Professor of European Law, and a Co-Director of the Academy of European Law, at the European University Institute from 2006 to 2017. She is a member of the Editorial Board of the Common Market Law Review. Her research interests are in the external relations law of the European Union, in particular the constitutional basis for EU external relations law and the legal and institutional dimensions of EU foreign policy.

Paul Davies is a Senior Research Fellow at Harris Manchester College, Oxford, UK. He was the Allen & Overy Professor of Corporate Law, University of Oxford, from 2009 to 2014; prior to that he was the Cassel Professor of Commercial Law at the London School of Economics and Political Science, 1998–2009; and, before that, Professor of the Law of the Enterprise, University of Oxford. He is an honorary Queen’s Counsel and an honorary Bencher of Gray’s Inn. Professor Davies’ main interests are in labour law, corporate law and banking law. He is the editor (with Sarah Worthington) of Gower’s Principles of Modern Company Law; author (with numerous others) of e Anatomy of Corporate Law; and (on his own) of Introduction to Company Law. His most recent book (with others) is Principles of Financial Regulation. He has also written widely in the labour law eld. Professor Davies was a member of the Steering Group whose reports led to the Companies Act 2006 (UK).

Christopher Kuner  is Professor of Law at the Vrije Universiteit Brussel (VUB) and CoDirector of the Brussels Privacy Hub, as well as being Visiting Professor of Law at Maastricht University. e author of numerous books and articles, he is Editor-in-Chief of the journal International Data Privacy Law. He has taught at the Hague Academy of International Law, as well as at numerous universities, including the University of Cambridge.

Giorgio Monti  is Professor of Competition Law at the Law Department and the Robert Schuman Centre of the European University Institute. He works in all elds of competition law and economic regulation more generally. He is scienti c director of the Florence Competition Programme at the EUI and is one of the editors of the Common Market Law Review. He is co-author of European Union Law: Text and Materials, with a fourth edition forthcoming in 2019.

Bernard Ryan is Professor of Migration Law at the University of Leicester. He has published on many aspects of migration law and policy, including the British-Irish common travel area, migration control at sea, integration tests and employer checks of immigration status. His current research is concerned with the intersection between migration policy and employment law, and with the implications of Brexit for migration law.

Joanne Scott  is Professor of European Law and Co-Director of the Academy of European Law at the European University Institute. She is currently on leave from University College London, Faculty of Laws, where she taught from 2005 to 2017. Her research interests lie in the areas of environmental law and climate change law, EU extraterritoriality, new modes of EU governance and the relationships between di erent legal orders. Professor Scott was elected as a Fellow of the British Academy in 2013 and as a Fellow of the Royal Society of Edinburgh in 2012.

List of Abbreviations

ACTA Anti-Counterfeiting Trade Agreement

AFSJ Area of Freedom, Security and Justice

AG Advocate General

AIFM alternative investment fund manager

BCBS Basel Committee on Banking Supervision

BCRs binding corporate rules

CCP central counterparty

CDS credit default swap

CFSP Common Foreign and Security Policy

CFTC Commodity Futures Trading Commission (US)

CJEU Court of Justice of the European Union

DCFTA deep and comprehensive free trade agreement

DCOs Derivatives Clearing Organizations

DNS domain name system

DOJ Department of Justice (US)

DPAs data protection authorities

EaP Eastern Partnership

EASO European Asylum Support O ce

ECB European Central Bank

ECHR European Convention on Human Rights

ECtHR European Court of Human Rights

EDPS EU Data Protection Supervisor

EEA European Economic Area

EFTA European Free Trade Area

EMIR European Market Infrastructure Regulation

EMSA European Maritime Safety Authority

ENP European Neighbourhood Policy

ESMA European Securities and Markets Authority

FIDH International Federation for Human Rights

FNC Federal Networking Council (US)

FSB Financial Stability Board

FTC Federal Trade Commission (US)

FATF Financial Action Task Force

G20 Group of Twenty

GAMM Global Approach to Migration and Mobility

GDPR General Data Protection Regulation

GHG extraterritorial greenhouse gas

GMRIO global multi-region input-output

ICANN Internet Corporation for Assigned Names and Numbers

ICN International Competition Network

ICRC International Committee of the Red Cross

IETF Internet Engineering Task Force

IGF Internet Governance Forum

IOM International Organization for Migration

IOSCO International Organization of Securities Commissions

IP Internet Protocol

IPA II Regulation establishing an Instrument for Pre-accession Assistance

ISS Internal Security Strategy

IUU illegal, unreported or unregulated ( shing)

LCD liquid crystal display

NGO non-governmental organization

OECD Organisation for Economic Co-operation and Development

OEM Original Equipment Manufacturer

OTC over the counter

PCA Partnership and Cooperation Agreement

PNR passenger name records

RAA Registrar Accreditation Agreement

RFMO regional sheries management organisation

SAA Stabilisation and Association Agreement

SDG12 Sustainable Development Goal 12 (relating to sustainable production and consumption)

SEC Securities Exchange Commission (US)

SIV structured investment vehicle

SSM Single Supervisory Mechanism (of the BCBS)

SPS sanitary and phytosanitary (standards, WTO)

TCP Transmission Control Protocol

TEU Treaty on European Union

TFEU Treaty on the Functioning of the European Union

UAA Ukraine Association Agreement

UCITS Undertakings for Collective Investment in Transferable Securities

UNCITRAL United Nations Commission for International Trade Law

UNEP United Nations Environment Programme

UNHCR United Nations High Commissioner for Refugees

UNTS United Nations Treaty Series

VCHR Vietnam Committee on Human Rights

W3C World Wide Web Consortium

WIPO World Intellectual Property Organization

WTO World Trade Organization

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