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CollectiveMemoryinInternationalRelations

CollectiveMemoryin InternationalRelations

KATHRINBACHLEITNER

3

GreatClarendonStreet,Oxford,OX26DP, UnitedKingdom

OxfordUniversityPressisadepartmentoftheUniversityofOxford. ItfurtherstheUniversity’sobjectiveofexcellenceinresearch,scholarship, andeducationbypublishingworldwide.Oxfordisaregisteredtrademarkof OxfordUniversityPressintheUKandincertainothercountries

©KathrinBachleitner2021

Themoralrightsoftheauthorhavebeenasserted

FirstEditionpublishedin2021

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Allrightsreserved.Nopartofthispublicationmaybereproduced,storedin aretrievalsystem,ortransmitted,inanyformorbyanymeans,withoutthe priorpermissioninwritingofOxfordUniversityPress,orasexpresslypermitted bylaw,bylicenceorundertermsagreedwiththeappropriatereprographics rightsorganization.Enquiriesconcerningreproductionoutsidethescopeofthe aboveshouldbesenttotheRightsDepartment,OxfordUniversityPress,atthe addressabove

Youmustnotcirculatethisworkinanyotherform andyoumustimposethissameconditiononanyacquirer

PublishedintheUnitedStatesofAmericabyOxfordUniversityPress 198MadisonAvenue,NewYork,NY10016,UnitedStatesofAmerica

BritishLibraryCataloguinginPublicationData Dataavailable

LibraryofCongressControlNumber:2020949012

ISBN978–0–19–289536–3

DOI:10.1093/oso/9780192895363.001.0001

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LinkstothirdpartywebsitesareprovidedbyOxfordingoodfaithand forinformationonly.Oxforddisclaimsanyresponsibilityforthematerials containedinanythirdpartywebsitereferencedinthiswork.

ToJulia

Alwaysinmymemory

Acknowledgements

Thisbookhasbenefittedfromtheintellectualguidanceofmyteachersand mentorsattheUniversityofOxfordandbeyond:AlexanderBetts,Derek Penslar,PaulBetts,ToddH.Hall,andFrancisFukuyama.

IamindebtedtoBrentSteeleforhisinsights,conceptualinspiration,and trulygenerousreviewofthechapters.Iequallywanttothankthosewho criticallyreadpartsorthewholeofthisbook:DavidBatho,forhisphilosophical advice;CharlesLauderJr,forhisdevelopmentediting;andlastbutnotleast,my mother,GudrunHeld,forreading(andreallydoing)everythingforme.

AbigthankyoualsotomyeditoratOUP,DominicByatt,andthesenior assistantcommissioningeditorOliviaWellsforhavingsupportedme throughoutandforhavingmadethetextcometogethernicelyintothe final formofabook.IwouldliketoacknowledgetheIKEAFoundationfortheir generous financialsupportofmyresearchactivities;andmyfather,Reinhard Bachleitner,forofferingoneofhispaintingsasthisbook’ scover.

Theendresultofanymonographisdifferentfromwhatonesetsoutto achieve.The finalversionnecessarilyreflectsameresnapshotofamuchlarger universeofideasthatcametolifeduringthelongprocessofthinkingand writing.Equally,outofamultitudeofhistoricaldocumentscollected,and sourcesinvestigated,onlyatinyproportionmadeitintoprint.Still,Iremain indebtedtotheAustrianStateArchivesandtheBrunoKreiskyArchivein Viennaforgivingmeaccesstotheircollections.Specialthanksalsoto ChancellorFranzVranitzkyforallowingme,inaninterview,tolookbackat hishistoricaldecisiontoadmitco-responsibilityonAustria’spartforthe tragediesoftheHolocaust.

Remembering inthisbook isviewedasapublicact,asapoliticalstrategy thatbeginstoformacountry’scollectiveidentity,statebehaviour,and nationalvalues.Formepersonally,rememberingmeansaprivatespaceof recallandrelivingthehappytimesIspentwithmytwinsisterJuliauntilshe wastragicallykilledtenyearsago.Thisbookisdedicatedtohermemory.

Oxford,July2020

ListofTablesandFigures x ListofAbbreviations xi

Introduction:CollectiveMemoryinInternationalRelations1

1.TemporalSecurityinIR:CombiningOntologicalSecurity withCollectiveMemory12

2.MemoryasPoliticalStrategy37

3.MemoryasPublicIdentity65

4.MemoryasStateBehaviour87

5.MemoryasNationalValues120 Bibliography 149 Index 159

ListofTablesandFigures

Tables

1.1Distinctionbetweenphysicalandontologicalsecurityconcepts20

1.2Distinctionbetweenontologicalandtemporalsecurityconcepts30

4.1PredictiveroutesforstatebehaviourindifferentIRapproaches90

4.2Predictiveresultsforthedistributionofsympathiesin1967107

4.3Predictiveresultsforthedistributionofsympathiesin1973107

Figures

1.1Collectivememory’svaryingformsandtheirimpactonpoliticsovertime34

4.1CartooncomparingNasserwithHitler,publishedinanAustrian newspaperin196796

4.2CallforsolidaritywithIsrael,publishedinanAustriannewspaperin196799

ListofAbbreviations

AfDAlternativeforGermany

CDU/CSUChristianDemocraticUnionofGermany/ChristianSocialUnionin Bavaria

ECEuropeanCommunities

EECEuropeanEconomicCommunity

FDPFreeDemocraticParty(Germany)

FRGFederalRepublicofGermany

GDRGermanDemocraticRepublic

IRInternationalRelations

KPÖCommunistPartyofAustria

NATONorthAtlanticTreatyOrganization

OPECOrganizationofPetroleumExportingCountries

ORFAustrianBroadcastingCorporation

ÖVPAustrianPeople’sParty

PLOPalestineLiberationOrganization

SPDSocialDemocraticPartyofGermany

SPÖSocialDemocraticPartyofAustria

UARUnitedArabRepublic

WEUWesternEuropeanUnion

Introduction

CollectiveMemoryinInternationalRelations

‘Memory whatastrangethingitis! ...Wecan onlythinkofit,inthelineof anabstracttimethatisdeprivedofallthickness ...Memoriesaremotionless, andthemoresecurelytheyare fixedinspace,thesoundertheyare’,writesthe philosopherGastonBachelardin ThePoeticsofSpace (1958).¹

Memory whatastrangethingitisindeed!Itisalwayspresentyetforever inthepast.Initsuniquetemporalcharacter,ittraversestime.Itisknowledge from thepast,butitisneitherhistory,nornecessarilyknowledge about the past.Itisinsteadthe ‘activepast’.Initscontemporarypresence,memorylooks backwardsandforwards.Itbuildsabridgeovertime,andthusconnectspast, present,andfuture.

Memory itiseverywhere,yetnowheretangible!Initsideationalnature,it toucheseverything.Itisaproductofcognition,butitisnotsolelyidea, thought,orknowledge.Rememberingisrelatedtobutnotthesameas thinking.Insteaditis ‘beingintime’ : werememberthereforeweare.Inits manifestation,memorythusbecomesidentity.Itinterweaveswhowewereto whoweareandwhowewillbe.

Memoryisprivate,personal,yetsocialandpolitical!Itisafunctionof individuals’ mindsand,equally,aproductoftheirworld.Whilepeople rememberinthelonelyspacesoftheirheads,theirmemoriesarebut echoes fromthebusysocialspheresoftheirsocieties.Memorycanbethoughtonlyin time-contextsandrememberinghappenswithinsocialframes.Assuch,memoryisalwaysalso ‘collective’ .

Inattemptingtograspthe ‘strange’ natureofmemory,thisbookfocuseson collectivememoryandsetsoutto finditsimprintsoninternationalpolitics. Theconcept ‘collectivememory’,asitisusedthroughout,impliestwobasic notions: first,thatnotonlyindividuals,butalso acollectivecanremember.

¹Citedfromthe2014PenguineditionofGastonBachelard’ s ThePoeticsofSpace,whichisa translationofhisoriginal LaPoétiquedel’Espace, firstpublishedinFrenchin1958.Thequotecanbe foundonp.31ofthe2014edition.

CollectiveMemoryinInternationalRelations.KathrinBachleitner,OxfordUniversityPress(2021). ©KathrinBachleitner.DOI:10.1093/oso/9780192895363.003.0001

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Inthecaseofthisbook,thecollectivethatremembersisthe ‘country’,used synonymouslywith ‘state’ andsometimes ‘nation’.Countriesareviewedasthe bearersofcollectivememory,whichinthiscontextisalsocalled ‘national memory ’ or ‘nationalnarrative’.Importantly,eithertermreferstothe national interpretation ofacountry’ s ‘history’ or ‘historicallegacy’ .

Theattribute ‘collective’ precedingthenoun ‘ memory ’,however,implies notnecessarilythatthesubjectwhichremembersisacollective,butit, secondly,meansthat theprocessofrememberinghappenscollectively,thatis withinsocialframeworks.ThisideagoesbacktotheFrenchsociologist MauriceHalbwachs,whoisconsideredtobethefoundingfatherofthe collectivememoryconcept. ‘Itisinsocietythatpeopleacquiretheirmemories’,suggestedHalbwachs(1992,38)withaneyetoindividuals’ facultyof memory.Whatappliestoindividualsisequallyapplicableforcollectives:they toorememberwithinsocialframes.Translatedintothedisciplineofinternationalrelations(IR)andthisbook’sfocusonstatesastheprimarylevelof analysis,collectivememoryisassumedtobeconstitutedinthesocialframesin whichcountriesoperate.InIR,theseincludeadomesticandaninternational dimension.Inglobalpolitics,Halbwachs’ societalspacethusreferstothe entireworld.Itisinthe ‘societyofstates’ thatcountriesacquiretheircollective memory.

ToanalysetheimpactofcollectivememoryonIR,thisstudyallows memorytotravelbetweentheinternationalanddomesticspheresofcountries. However,importantly,theconceptofcollectivememorynotonlyneedsa designated socialspace,butalsoa certaintimespan tounfold.Accordingto Halbwachs,collectivememorydescribestheprocessthroughwhich ‘thepastis notpreservedbutisreconstructedonthebasisofthepresent’ (1992,40).The conceptthuscontainsnotonlyaspatial,butalsoauniquetemporalcomponent.Thishastwoimplicationsforanyresearchagendaontheinfluenceof collectivememoryonpoliticaloutcomes.First,itmeansthat memory ’scontent andnaturechangeswithtime asthepastisreconstructedonthebasisof ‘differentpresents’.Furthermore, memoryalsoshowsachangingimpact on these ‘presents’ asthecountrymovesfurtherawayfrom ‘itspast’ alonga temporalline.Anyresearchagendainterestedintheinfluenceofcollective memoryonpoliticsthusmustcentrallyaccountfortime.

IntracingtheimpactofcollectivememoryinIR,thisbookthereforestarts fromthepremisethat(a)countriesarethecollectivewhichremembers. Furthermore,(b),theprocessbywhichcountriesrememberhappenswithin thesocialframeworksinwhichcountriesinteract.InIR,thesesocialframeworksrefertoboththedomesticandtheinternationalenvironments.

Moreover,(c),toaccountforcollectivememory’simpactonIR,memoryas theexplanatoryvariablemustnotonlytravelthroughspace,butcruciallyalso throughtime.Thepresentstudythereforenecessarilyadoptsalongertimeframetounderstandmemory’svaryinginfluenceoverworldpolitics.

TheArgument

Thisbooktracestheinfluenceofcollectivememoryininternationalrelations. Tothatend,itaskswhereacountry’scollectivememory firstemergesandhow itguidescountriesthroughtimeinworldpolitics.Forthatpurpose,thisstudy challengesexistingaccountswhich findtheoriginsofcollectivememoryinthe domesticsocietalsphere.Instead,itlocatesthebeginningsofacountry’ s memoryinforeignpolicystrategywithintheinternationalenvironment. Oncememoryhasformedinternationally,theanalysisreturnstothedomestic landscape.Amongacountry’spublic,it findsmemoryasthecarrierof collectiveidentityovertime.Fromthere,collectivememory,however,returns totheinternationalsphere:inthemediumterm,itbeginstochannela country’sinternationalbehaviour,whereas,inthelongrun,itcircumvents alsoitsnormativehorizon.Withtime,acountry’scollectivememorytherefore isassumedtomanifestinworldpoliticsinfourvaryingforms:asits political strategy,asits publicidentity,asunderwritingitsinternational statebehaviour, and finally,asasourceforits nationalvalues.Thisbookthusnotonlyexplores whether collectivememoryhasaninfluenceonpoliticaloutcomesbutalso how and why itmattersforIR.

ResearchDesign

Collectivememoryorthe ‘politicsofmemory’ hasnotreceivedmuchsustainedattentioninacademicinternationalrelations.Theconceptisregarded as ‘toomessy,illusive,andvague’,therefore,oflackinganyexplanatorypower atall.Particularly,thosescholarsembracingthetenetsofbehaviouralpolitical sciencehavebeenillequippedtodealwiththemultifarious,yetsubtleroles thatmemoryplaysinpoliticalprocesses.Itfollowsthatthediscipline’ s mainstreamhasavoidedintegratingtheconceptintoitsparsimoniousmodels ofutilitymaximizationandinstrumentalrationality(Bell2009,349).Even constructivistscholars withsomeexceptions havepredominantlynotput

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collectivememoryatthecentreoftheirresearch.²ThesameappliestoIR’ s ontologicalsecurityliterature.Despitetheessentialrolethatconstructivists assignto ‘identity’ anditsnexuswith ‘statebehaviour’,thefunctionof collectivememorywithinthisprocesshasrarelybeenexplicitlyhighlighted.³

Asaresult,neitheraunifiedempiricalnoracommontheoreticalattemptto tacklecollectivememoryexistswithinIR.Instead,thereareseveraledited volumespresentingvaryingapproaches,cases,and ‘collectivememories’ (e.g. Müller2002;Bell2010;ResendeandBudryte2013;LangenbacherandShain 2010).These ‘collectedapproaches’ proposeamultitudeofwaysbywhich memoryplaysaroleinglobalpolitics.Thisbookisacontributiontothose attemptstointroducetheillusiveandseemingly ‘ungraspable’ conceptof collectivememoryintothevastspaceofIR.Yetitalsoaimstodevelopa commoncollectiveapproachforIRtounderstandandtracetheinfluenceof memoryonworldpolitics.

Inthatregard,thebookstartswithatheory-buildingeffort.Guidedbythe overarchingquestionofhowcollectivememorycanimpactstatebehaviour,it borrowsfromtheassumptionsmadebyontologicalsecurityscholarswhoposit thatstatesinIRactinaccordancewiththeiridentities.⁴ Inthisbook,theirnotion of ‘stateidentity’ willberefinedbycombiningitwiththeinsightsofferedbythe interdisciplinarycollectivememoryconcept.BasedparticularlyonthesociologicaldescriptionsofcollectivememorymadebyMauriceHalbwachs(1992) and,later,JeffreyK.Olick(1999),thedefinitionofidentityinIRwillbeamended withuniquecollectiveandtemporalcharacteristics.Infusingtheontological securityscholarshipanditsinsightsonstatebehaviourwiththeinterdisciplinary findingsoncollectivememory,thebookwillthusdevelopitsownapproach termed ‘temporalsecurity’.Itpositsanexusbetweencollectivememoryandstate behaviourinIR:countriesarenowassumedtosituatethemselvesintimeand thusestablishanintegritywiththeircollectivememoryintheircoursesofaction. Throughtheontologicalsecurityscholarship,thebookgainsauseful frameworkfortransportingcollectivememoryintoIRandconnectingit

²ExceptionsareCruz(2000),Lebow(2008),andZehfuss(2007),aswellasIRscholarswhouse termsrelatedtocollectivememory,suchaslegacy,historicalanalogy,historicalidentity,myths,and trauma.

³ExceptionsareInnesandSteele(2014)andMälksoo(2015),whoexplicitlytalkaboutmemory withintheontologicalsecurityliterature.

⁴ Scholarsworkingwithintheburgeoningontologicalsecurityliteratureinclude,amongothers, McSweeney(1999);Steele(2005,2008);Mitzen(2006,2018);Zarakol(2010,2017);Suboticand Zarakol(2012);Rumelili(2013,2017);Mälksoo(2015);Subotic(2016,2018);KinnvallandMitzen (2017,2018);Kinnvall,Manners,andMitzen(2017);Ejdus(2018,2019).

withstatebehaviourinparticular.However,establishinganexusbetween collectivememoryandstatebehaviourdoes not helptoanswer where thecollectivememoryofastateoriginates.Neitherdoesittellus how memory ’ simpactcanchangeovertime.Thus,thisbookdepartsfromthe ontologicalsecurityliteratureinthreesignificantways. First,itspecifiesthe originsofstateidentityincollectivememoryinpreciseandreplicableways insteadofassumingitispre-existent. Secondly,itaccountsforthepossibility ofchangeascountriesmovethroughtime,contexts,and domesticand international spheres.Withthedynamiccollectivememoryconceptatthe basisofstateidentity,thisstudycanthereforenotonlyaccountfortransformationsin memory ’scontent,butit, thirdly,alsofactorsin memory ’ s nature thatchangeswithtime.Importantly,thesetransformationsinmemoryalsosignificantlyalteritsimpactoverpolicyoutcomes.

However,howpreciselyiscollectivememory’sinfluencerenderedmanifest incountries?Inthisbook,collectivememoryisassumedtoconveyitselfin statesinthefourformsdescribedearlier:asacountry’spoliticalstrategy,asits publicidentity,initsinternationalstatebehaviour,and finally,asunderwriting itsnationalvaluesystem.Memorythusinitiallybecomesmanifestindirect, deliberate,andinstrumentalwaysasapoliticalstrategy.However,withtime,it mayalsounfolditsinfluenceoverinternationalpolicyoutcomesinunexamined,constructivistwaysasunderwritingacountry’sidentity,aschannelling statebehaviour,and finally,asformingthenormativemindsetofacountry, thatis,itsvalues.

Thecorechaptersofthisbookthereforemovecollectivememorythrough timeandexploreitsvaryingimpactonIRasacountry’sstrategy,asits identity,asmanifestedinstatebehaviour,and finally,asasourceforits valuesystem.Thechapters,however,illustratememory’sinfluenceonpolitical outcomesnotonlytheoretically,butalsoempiricallythroughacomparative studyintwoselectedcasecountries:GermanyandAustria.

CaseSelection

BothGermanyandAustriahaveahistoryofNationalSocialismbutvery diversecollectivememoriesthereof.Howdifferentlytheirmemoriesplayed outintheirpoliticallandscapesafter1945becomesapparentfromthefollowingtwo,historicallysignificantacts:

15May1955,12:00am.TheAustrianForeignMinisterLeopoldFigl,together withhiscolleaguesfromthefourAlliedPowers,appearsonthebalconyof Vienna’sBelvedere.Likeatrophy,hewavestheAustrianStateTreatywhich theyhadjustsigned.Smilingproudly,hepresentsproofthat ‘Austriaisfree’ to thegatheredcrowds,whobegintocheerloudly.Therejoicingistrumpedonly bythesimultaneousringingofallchurchbellsinthecity.AwaveofenthusiasmelectrifiesthemassesandtheAlliedrepresentativesalike.TheSoviet MinisterofForeignAffairsMolotovcannotresistblowingkissestothehappy crowds.Peoplestarttowaltz.⁵

7December1970,10:35am.OnagreyDecembermorning,theWestGerman ChancellorWillyBrandtisonhiswaytosignthetreatyofWarsawwiththe People’sRepublicofPoland.Beforethesigningceremonybegins,heaskstolay awreathatthemonumentdedicatedtotheWarsawGhettoUprising,which tookplaceduringtheNaziera.Atthememorial,Brandtsuddenlyand spontaneouslysinkstohisknees.Withhisheadbowedlow,hefreezesin thispositionforhalfaminute.Thegroupofofficialsandjournalistswho accompaniedhimremaininthebackground.Awe-struck,noonedaresspeak aword.Lostinthethoughtofmillionsofmurderedpeople,Brandtstays kneelinginsilence.⁶

Whatthesetwoof fi cialactshaveincommonisthattheybothtookplaceon apost-WorldWarIIinternationalstage.Furthermore,theywereboth performedbyrepresentativesofpeopleswhowere ‘ defeated ’ ratherthan ‘ liberated ’ in1945.Itfollowsthatthetwoheadsofstateledtwoformer Nazi-perpetratingcountries:AustriaandWestGermany.Apartfromthat, thesescenescouldnotbemorediffere nt.Oneportraysagroupofhappymen infrontofcheeringcrowdslookingforwardtoapromisingfuture,whilethe othershowsamanalone,distancedfromsuspiciousbystanders,looking backtoashamefulpast.Onestatesmangivesapictureofhiscountry ’ s innocenceandliberationfromundeservedvictimhood,whereastheother statesmanportrayshimselfandhiscoun tryasaguilty,morallyresponsible, andremorsefulperpetrator.

Fromthesetwoacts,itisclearthathowtheNazilegacywasrememberedin WestGermanyandAustriadifferedfundamentally.Yet,WestGermansand AustrianshadthesamehistorywithNazism:bothcountriesformedthe

⁵ BasedonSteininger(2005,142–4).SeealsoLukasZimmer, ‘AlsFiglÖsterreichfreisprach’,14May 2015,availableat:http://orf.at/stories/2278432/2278433/(accessed:13April2020).

⁶ BasedonBrandt(1976,398–9).

imperialcentreoftheThirdReich,andtheirpopulationsservedinthe German Wehrmacht andheld toanequalextent high-rankingpositions intheNaziregime.Theywerenotonlybrothers-in-armsbutalsothesame countrysinceAustria’svoluntary Anschluss (merger)withGermanyin1938. Needlesstosay,theyalsohadanequalpartintheNaziextermination machineryandtheensuingHolocaust.Asaresult,afterNaziGermany’sdefeat in1945,bothwereoccupiedanddividedupamongthefourAlliedPowers. Theirpost-warsocietiesthusconsistedofNaziperpetrators,victims,and manybystanders(Hillberg1993).⁷

WiththeirsharedhistoricNazilegacybutdiversecollectivememories thereof,GermanyandAustriaform ‘naturalcounter-cases’ forcomparative study.Theempiricalqualitativeanalysisofthisbookthuscentresona comparisonbetween(West)Germany⁸ andAustriainthepost-WorldWarII era.Thebookemploysacase-studytechniquebecauseitisparticularlywell suitedfordeterminingcausalmechanismsbetweencollectivememoryand policies(GeorgeandBennett2005).Understandingthemultipleeffectsof collectivememoryonIRrequiredselectingcaseswithstrongbutvaried collectivememoriesvis-à-visthesamehistoricalevent.Inthecaseof (West)GermanyandAustria,thelegacyinquestionisNationalSocialism, WorldWarII,andtheHolocaust.Whilebothcountriesweretheimperial centreoftheThirdReichbefore1945,they,howeverandcruciallyforcase selection,haveformedverydifferentcollectivememories/narrativessince then.Theadvantageofthiscaseselectionisthatthecountrieshavethesame historyandroletherein,thusonlyshowingvariationintheircollective memory.Inthat,theyformidealcounter-casestodemonstratetheimpact ofdifferentcollectivememoriesoveracountry’spoliciesinIR.

Intermsofcollectivememory’scontent,thecasestudiesofthisbookfocus ontheNazilegacyasthecornerstoneofGermanandAustrianmemory.The timeframefortheempiricalanalysesbeginswiththeendofWorldWarIIin 1945and finishesin2015.Todojusticetothealternatingimpactofcollective

⁷ Hillberg(1993)originallymadethisclaimforGermany.However,thehistoricnumbersrelativeto countrysizealsorenderitvalidforAustria.Around700,000AustriansweremembersoftheNSDAP, 90,000ofwhomhadalreadybeenillegalmemberspriorto1938.Oncewarbegan,morethanone millionAustriansservedinthe Wehrmacht (1,126,000AustriansaccordingtoJagschitz2000,80)and 60,000Austriansbelongedtothe WaffenSS. Asaresult,around250,000Austriansdiedincombator becameprisonersofwar(seeHanisch1994,380;Manoschek/Safrian2000,125;andRathkolb2010, 249).Atthesametime,AustriansalsohadleadingpositionsintheNaziexterminationmachinery,most prominentlyKaltenbrunner,Globocnik,Murer,Stangl,Brunner,Lerch,andBurger.Notleast,Adolf HitlerhimselfwasAustrian,borninthecityofBraunauamInn(Hilberg1985;Reiter2001,21–2).

⁸ Between1949and1990,GermanywasdividedintoWestandEastGermany,theFederalRepublic ofGermany(FRG)andtheEastGermanDemocraticRepublic(GDR),respectively.Thisbook’ s empiricalcasestudybefore1990refersonlytoWestGermany.

8

memoryindifferentpointsintimethatareeithercloserorfurtherawayfrom WorldWarII,theempiricalscenariosmove(West)Germany’sandAustria’ s collectivememoryofNazismthroughthedecades.First,asstrategyduringthe 1950s;thenasidentityinthe1960s,asbehaviourduringthelate1960sand early1970s,and finally,asvaluesinthenewmillennium.Withinthese decades, ‘criticalsituations’⁹ wereselectedtohighlightthepresenceofcollectivememoryinthesediverseforms.Theystartwiththequestionofreparation paymentstotheStateofIsraelin1952,thenthetrialofNaziwarcriminal AdolfEichmanninJerusalemin1961,theoutbreakofwarintheMiddleEast in1967and1973,and finallytheEuropeanrefugeecrisisin2015.The advantageofcomparingthereactionsof(West)GermanyandAustriatothe sameeventsisthatsuchananalysisrevealstheimpactofdifferentcollective memoriesinthesamesituation.Furthermore,thiscaseselectionallowsfora longertimeframeandthusassessescollectivememory’salternatinginfluence onpoliticsovertime.Ifcollectivememoryisindeedatthebasisoftheidentity, behaviour,andvaluesystemofthecasecountries,then(West)Germanyand Austriamustnotonlyhaveformeddifferentcollectiveidentitiesbutasa result andovertime musthavealsodevelopeddiversestatebehaviours andvalues.

ResearchMethods

Thebookemploysacombinationofcomparativecase-studytechniqueswith historicalprocess-tracinginarchivalresearch,content,anddiscursiveanalysisaswellaseliteinterviewing.Process-tracingisusedtoexaminecausal mechanismsatworkbetweenvariationsincollectivememoryandoutcome (GeorgeandBennett2005;BeachandPedersen2012).Inapplyingthis method,Itriangulateacrossmultipledatapools,includingprimaryarchival sources,newspaperandothermediareports,publicopinionsurveys,inpersoninterviews,andsecondaryliterature.Iemployprocess-tracingto ascertaintemporallinkagesnotmerelybetweenbutalsowithinthecasesas theymovethroughtime.

Collectivememorynotonlyhasadifferentcontentinthetwocasesand thusshowsadifferentcomparativeimpactontheirpolicies,butitalsochanges

⁹ Thisbook’sselectionofcriticalsituationsfollowstheresearchdesignoftheontologicalsecurity literaturewhichtoofocuseson ‘criticalsituations’ tounderstandacountry’sidentityneeds.Critical situationsforSteele(2008)andEjdus(2018)areeventsthatdisruptorbearthepotentialtodisruptselfidentities.

itsformovertime,andwithit,itsinfluenceonpoliticaloutcomes.Asa consequence,collectivememorycanbedirectly/activelyandindirectly/ passivelyimpactingpolitics.Wheretheinfluenceofcollectivememoryis direct/active,memoryislikelytobeverballyexpressed.Ontheotherhand, whereitsinfluenceisindirect/passive,itremainssubconsciousand,therefore, unmentioned.Thisphenomenonhasobviousimplicationsformethods, requiringtheempiricalcasestudiesofthisbooktoeachfollowtheirown, adaptedmethodologicalapproach(TashakkoriandTeddlie2003).

Equally,aswitchinmethodsisrequireddependentonwhothe ‘bearers’ and ‘makers’ ofmemorywithinacollectiveare.Inthechaptersofthisbook,they rangefrompoliticalelitestothebroaderpublic,situatedintheinternationalor thedomesticenvironmentofcountries.Furthermore,Chapters2and3assess theofficialandpublicdiscoursesurroundingcollectivememoryinmatters directlyrelatedtotheNazipast,thatis,reparationpaymentsandthecaseof AdolfEichmann.Incontrast,Chapters4and5dealwithlessobviousconnectionsbetweenthememoriesofNazism,withtheeventsinquestionbeingthe MiddleEastconflictandtherefugeecrisis.Duetothechaptersexploring varyingpointsintime,eachempiricalanalysisisfurthermorebuiltondiverse datasources.Whileforthehistoricalchapters,officialdocumentswereavailableinthestatearchives,thelastchapterreliesmoreheavilyonnewmedia sources.Totacklememory’sactiveandpassive,expressedandsubtle,influencesonpolicyoutcomes,eachempiricalchapterthuslaysoutatthebeginningthemethodologicalapproachmostsuitablefortracingtheimpactof collectivememoryasstrategy,identity,behaviour,orvaluesindiversecontexts andpointsintime.

StructureoftheBook

Thebookhastwomaingoals.The firstistocontributetotheorybuildingto linkcollectivememorywithIR.Thesecond,interconnectedgoalistotrace howcollectivememoryinfluencesacountry’sinternationalcourseofaction throughtime.Thebook’sprincipaltheoreticalcontributionistoyieldthe insightsfromtheinterdisciplinarycollectivememoryconceptandtoaddits uniquetemporaldimensiontospecifythenexusbetweenidentityandbehaviourpositedbyIR’sontologicalsecurityscholarship.Fromthis,itcontributes toourunderstandingofontologicalsecurityas ‘temporalsecurity’.Withthis newconcept,itdefinestheoriginsofacountry’sidentityanddescribeshow memoryguidesinternationalstatebehaviourthroughtime.

Chapter1establishesaconceptualframeworkthatconnectstheIRliterature withtheinterdisciplinarycollectivememoryconcept.Itdoessobylookingat IR’ sburgeoning ontologicalsecurityscholarship,startingwithextrapolating theconcept’scorecomponents,particularlyitsunderstandingofthe ‘self ’ or ‘identity’ ofacountryanditspositednexustostatebehaviour.Inasecond step,itthenexplores thenatureofcollectivememory,andestablishesits unique,temporal,andsocialconnotationsasthegroundsofitsowndefinitionofstateidentity.CombiningtherevisedinsightsofIR’sontological securityscholarshipwiththeinterdisciplinarycollectivememoryconcept,a noveltheoreticalframeworktermed temporalsecurity isdeveloped.It describescountriesastemporalsecurity-seekerswhichoutoftheurgeto ‘be-in-time’ establishcontinuitieswiththeircollectivememory,thatis,with their ‘narratedselfinthepast’.Thereferencepointforthisunfoldingprocess isalwayscollectivememory,whichmanifestsitselftwofold:inspecific memorycontentreferencingthepastbutalsointhefourformsrelatedto memory ’ stemporalnature:politicalstrategy,publicidentity,statebehaviour, andnationalvalues.Ineachoftheseforms,collectivememoryaffects countriestoeithermoredirectormoreindirectdegrees.

Chapters2to5pickuponhowcollectivememorymanifestsinglobal politicsthroughthesefourforms.Eachchapterstartswiththeorizing ‘ memory aspoliticalstrategy’ (Chapter2), ‘memoryaspublicidentity’ (Chapter3), ‘memoryasstatebehaviour’ (Chapter4),and ‘memoryasnationalvalues’ (Chapter5)inIR.Indiscussingthesevariousforms,thechaptersplace memoryintime,alternateitbetweencountries’ internationalanddomestic spheres,andrecordthevaryingdegreeoftheirimpactonpolicyoutcomes. Followingthetheoreticalconsiderations,Chapters2–5thenillustratetheir pointsviathecasesof(West)GermanyandAustria,highlightingthevarying impacttheirdiversecollectivememorieshavehadontheirpolicies.To accountfortime,thechapterstracecollectivememoryinthecasecountries chronologicallyfromtheendof1945tothepresentinselected ‘critical situations’ .

Theimmediatepost-warperiod,thelate1940sand1950s,iswhenWest Germany’sandAustria’sofficialmemoriesabouttheNazilegacyformed.In comparingWestGermanandAustrianpost-warpoliciestowardsIsrael, particularlywithregardstothequestionofreparationstotheJewishstatein 1952,Chapter2illustrateshowthefoundationsfortheircollectivememories werelaidintheinternationalsphere.Inmoredetail,thischapterspellsout howpost-warinternationalconstellationsandforeign-policyinterestsframed thebeginningsoftwoverydifferentnarrativesofthesameNazipast. 10

Oncethesetwocontrarycollectivememoriestookshapeinternationally, theybegantocarrydiversenationalidentitiesforWestGermanyandAustria inthedomesticsphere.IncomparingWestGermanandAustrianreactionsto thetrialofNaziwarcriminalAdolfEichmanninJerusalemin1961,Chapter3 demonstrateshowaselectivenarrativeoftheNazipastbegantounderliethese countries’ senseofself.Alreadyadecadeaftertheirstorieswereforgedinitially forforeignpolicypurposes,theseprovidedthelensesthroughwhichthe publicanditsrepresentativesperceivedtheEichmanntrial,theNazicrimes, andtheirownroleinthem.

Withrobustnationalnarrativesinplaceonlytwentyyearsaftertheendof WorldWarII,Chapter4illustrateshow inthemediumterm thesebegan toshapetheinternationalbehaviourofWestGermanyandAustriaindiverse ways.Theempiricalscenarioanalysedinthischapteristheoutbreakofwarin theMiddleEast.IncomparinghowWestGermanyandAustriacametotake sideswitheitherIsraelortheArabsduringtheSixDayWarof1967andthe YomKippurWarandinternationaloilcrisisof1973,thischapterexplains theirdiversecoursesofactionwiththeirdifferentmemories.

Lastly,ourframeworkalsosuggeststhat overthelongrun collective memoryformsnotonlyacountry’sidentitybutalsoitsvaluesystem.As such,GermanyandAustriamustkeepidentifyingdifferentversionsofhow theyoughttoactintheircurrentpolicies.Thisbelatedinfluenceofcollective memoryisillustratedinChapter5anddrawsontheexampleofthediverse GermanandAustrianresponsestotherefugeecrisisof2015.Triggeredbythe Syrianwar,largenumbersofrefugeesstartedtomarchalongtheBalkanroute towardstheEU.However,therefugeesarrivedincountrieswhich ifour theoryholds lookedbackindifferentwaysand,therefore,musthaveidentifieddiverseversionsofhowtheyoughttoactvis-à-visthispressing,normativematterinworldpolitics.

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TemporalSecurityinIR

CombiningOntologicalSecuritywith CollectiveMemory

The firstchapterofthisbooktheoreticallyconceptualizescollectivememory ininternationalrelations(IR).ThelinkbetweentheIRdisciplineandthe interdisciplinarycollectivememoryconceptisprovidedthroughtheframeworkofontologicalsecurity.Theinquirybeginsbyextrapolatingthenature ofontologicalsecurityanditsmostessentialcomponent:stateidentity.It thenmovesontotheorizecollectivememoryastheunderlyingcarrierof stateidentity.Collectivememoryhighlightsidentity’ stemporaldimension andmanifestsitwithinthecollectiveframeworksofnarration.Attheend,a newapproach, ‘temporalsecurity’,isdeveloped.Itcombinesthe ontological securityofbeing withthede finitionof memoryasbeing-in-time.Securityseekingbehaviourforstatesnowimpliestobetemporallygroundedina consistentnarrativethatlinkspast,present,andfuture.Thereferencepoint forthisasofyetuntheorizedsecurityneediscollectivememory.Manifesting itselfinthevaryingformsofpoliticalstrategy,publicidentity,statebehaviour, andnationalvalues,collectivememorythusnavigatescountriesthroughtime inIR.

ConceptualizingOntologicalSecurity: TheSecurityofBeing

Tobesecureistosurvive.Instartingfromthispremise,classicalIR theorylongassumedthatstatesfollow firstandforemostonegoal: ‘physicalsecurity’.Tobesecureforacountrythusmeanstoretainthe integrityofitsmaterial ‘body’.Theemotionaldriverbehindthis objectiveisfear.Inananarchicinternationalspherethatresembles ThomasHobbes’ lawless ‘stateofnature’,diffidentstatesstrivefor safetyinthefaceofanomnipresentthreattotheirbody.Thereaction

toanimminentfearofviolentdestructionistheimmediate,reflexive move ‘tosurvive’.¹

Tobesecureistobe.Existence,fewwoulddeny,ismorethanmere survival.Exceptforinsituationsofextremity, ‘tosurvive’ isnot predominant,butratherthequestionofhow ‘tolive’.Inthecalmer watersofanordinary,dailyenvironment,countriesthusstriveprimarilyfor ‘ontologicalsecurity’.Tobesecurenowrequiresretaining integritywiththe ‘self ’,orinotherwords,with ‘identity’,insteadof withamaterialbody.Theemotionaldriverbehindthisobjectiveis notfear,butanxietyinthefaceofpotentialdisconnectswiththe self.Theresponsetoanxietyaboutidentitylossisaself-re flective struggleover ‘being’

Thestruggleofstatesforthe ‘securityofbeing’ ratherthanmere ‘physical survival’ isthefocusofafast-growingontologicalsecurityscholarship(see, amongothers,McSweeney1999;Steele2005,2008;Mitzen2006,2018; Zarakol2010,2017;SuboticandZarakol2012;Rumelili2015,2017;Mälksoo 2015;Subotic2016,2018;KinnvallandMitzen2017,2018;Kinnvall,Manners, andMitzen2017;Ejdus2018,2019).Combiningpsychologicalandsociologicalunderstandingsofidentity,theontologicalsecurityscholarshipprovidesaconvincingconstructivistexplanationforstatebehaviourinIR:for theirontologicalsecurity,statesestablishanintegritywiththeiridentityin theircoursesofaction.²Ofcourse,insuchaview, ‘states’ andtheir ‘security’ are ‘socialconstructs’.Theyareconstructedandreconstructedininteraction (agency)thattakesplaceinsocialreality(structure).Furthermore,statesare ‘socialactors’.Thisnotionassignsthemattributesassociatedwithpersons: rationality,identity,interests,beliefs,emotions,memories. ‘Statesaspersons’ (Wendt2004,290) eventhoughtheyarenotpersons navigateasocial realitysuffusedwithsocialmeaningasiftheywerepersons:theyact,deliberate,believe,feel,andremember.

Buildingonthesedisputedbutarguablynecessaryconstructivistassumptions,JenniferMitzen(2006)andBrentSteele(2005) firstoutlinetheconcept

¹Thisdescriptionservesillustrativepurposesandisbasedonanabridgedversionoftherealistand neorealistassumptionsaboutstatebehaviourunderconditionsofinternationalanarchy(Morgenthau 1973;Waltz1979).

²TogetherwithalargeproportionoftheontologicalsecurityliteratureinIR,thisbookfocuseson statesasontologicalsecurityseekersandproviders(see,forinstance,Mitzen2006;Steele2008;Zarakol 2010).However,thestrongfocusonstateswithinIR’sontologicalsecurityscholarshipisalsolegitimatelycriticizedbyanemergingbodyofwork(see,forinstance,Kinnvall2006;Chernobrov2016;Croft andVaughan-Williams2017;Ejdus2019).

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