Industry expertise. Powerful customer solutions. Scalable, high-touch support. Charter Oak Financial is the destination for elite, established, and emerging practices who are ready to scale—not ready to settle.
Eliminate limitations. Elevate your business.
Many successful practitioners and groups are up against a moment of truth: They’re hitting a plateau. They feel limited by a lack of resources and support. They’re unsure how to reach their full potential, or simply cannot find enough time in the day to do it all.
The right strategic partner can help turn these moments of truth into moments of opportunity. Charter Oak Financial is that partner. We’re a catalyst for your growth, providing scalable solutions that knock down the barriers holding you back and elevate your practice beyond your and your clients’ expectations.
What’s Your Moment of Truth?
Few Resources
To effectively market your capabilities
Outdated Tech
That slows you down, but is too expensive to replace
Lack of Support
To propel your practice forward
No Time
To devote to exceptional client experiences
Unclear Path
With no sounding board to help guide you toward what’s next
Realize the potential of your practice.
You have the full power of our experienced team behind you. High touch, personalized, and flexible support means you can focus on what you do best while we focus on helping you grow your business.
From transition to tech, compliance to client experience, every practice requires its own unique combination of services to unlock its full potential. The solutions we deploy are tailored to three primary types of advisors and groups.
Strategic Alliances
Experienced Advisors
Inexperienced Advisors
Retain your identity and your team. We’ll take on roles ranging from full back-office support to simply your in-house sounding board.
The landscape has changed since you started your practice. Let us help you navigate, so you can enhance what you’ve worked so hard to build.
In business for yourself, but never by yourself. Spend less time being all things to all people, and more time optimizing your client experience.
Support that redefines possible
Our team excels at what they do, and not only because of their deep collective experience. Aligning your practice with Charter Oak means you get access to professionals who care as much about seeing your practice thrive as you do. That’s reflected in the care taken to understand your business, respect for what you’ve built, and the results-driven approach used to solve your most pressing challenges.
Case Design
Compliance
Contracting + Licensing
Data Management
Digital Experience
In-Force Client Experience
Investment Support
Branding + Marketing Deployment
Practice Management + Optimization
Succession Planning
Teaming
Technology
Training + Development
Transition Concierge
Underwriting/New Business
“Charter Oak stepped in with the expertise that our team needed, but frankly didn’t have the capacity to handle during our transition. They ran point on all of the time-sensitive details and logistics so we were freed up to focus on our clients and make their transition as smooth as possible. Charter Oak saved us time and stress and were a total joy to work with.”
WHAT OUR STRATEGIC PARTNERS ARE SAYING
-Amy Jamrog, CFP®, ChFC, CLU, CAP, CASL Founding Partner + CEO, The Jamrog Group
Choosing the right strategic partner
Making the move has to be right for your business, but it also has to feel right. Advisors and teams choose us on both fronts when they’re ready to escape the status quo and unlock their practice’s full potential.
Experts in guided transitions
Our size, scale, and experience allow us to handle even the most complex practice transitions, all from a single point of entry.
Unobtrusively supportive
Your independence is your greatest asset. We help you unlock solutions that create value in your practice without stripping you of your unique identity.
Advisor-obsessed, for the client-obsessed
We’re relentless in our pursuit of perfection and fiercely dedicated to an optimal customer experience—for you and through you—as you serve your clients.
Securities, investment advisory and financial planning services offered through qualified registered representatives of MML Investor Services LLC, Member SIPC. Supervisory office: 2321 Whitney Ave., Suite 402; Hamden, CT 06518. (203) 288-5700.